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INFECTION
- Treatment guidelines
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GUIDELINES
FROM THE INFECTIOUS DISEASES SOCIETY OF AMERICA
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Practice
Guidelines for the Management of Community-Acquired
Pneumonia in Adults
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| John
G. Bartlett,1 Scott F. Dowell,2 Lionel A. Mandell,6 Thomas
M. File, Jr.,3 Daniel M. Musher,4 and Michael J. Fine5
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| 1Johns
Hopkins University School of Medicine, Baltimore, Maryland,
2Centers for Disease Control and Prevention, Atlanta,
Georgia, 3Northeastern Ohio Universities College of Medicine,
Cleveland, Ohio, 4Baylor College of Medicine and Veterans
Affairs Medical Center, Houston, Texas, and 5University
of Pittsburgh, Pennsylvania, USA; and 6McMaster University,
Toronto, Canada
Reprints: Infectious Diseases
Society of America, 99 Canal Center Plaza, Suite 210,
Alexandria, VA 22314. Correspondence: Dr. John G. Bartlett,
Johns Hopkins University School of Medicine, 1830 East
Monument St., Room 437, Baltimore, MD 21287-0003 (jb@jhmi.edu).
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| EXECUTIVE
SUMMARY |
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Guidelines for the management of community-acquired
pneumonia were issued on behalf of the Infectious Diseases
Society of America in April 1998. The present version
represents a revision of these guidelines issued in
February 2000; updates at 6- to 12-month intervals are
anticipated. A summary of these guidelines follows.
Grading system. Recommendations are categorized
by the letters A D, according to the strength of the
recommendation: A, good evidence to support the recommendation;
B, moderate evidence to support the recommendation;
C, poor evidence to support the recommendation; and
D, evidence against the recommendation. The recommendations
are also graded by the quality of the evidence to support
the recommendation, on the basis of categories I III;
I, at least 1 randomized controlled trial supports the
recommendation; II, evidence from at least 1 well-designed
clinical trial without randomization supports the recommendation;
and III, "expert opinion."
Chest radiography. Chest radiography is considered
critical for establishing the diagnosis of pneumonia
and for distinguishing this condition from acute bronchitis
(AB), which is a common cause of antibiotic abuse.
Site of care. Recommendations regarding the decision
for hospitalization are based on the methodology used
in the clinical prediction rule for short-term mortality,
from the publications of the Pneumonia Patient Outcome
Research Team (Pneumonia PORT). Patients are stratified
into 5 severity classes by means of a 2-step process.
Class I indicates an age <50 years, with none of
5 comorbid conditions (neoplastic disease, liver disease,
congestive heart failure, cerebrovascular disease, or
renal disease), normal or only mildly deranged vital
signs, and normal mental status. In step 2, patients
not assigned to risk class I are stratified in classes
II V on the basis of points assigned for 3 demographic
variables (age, sex, and nursing home residency), 5
comorbid conditions (summarized above), 5 physical examination
findings, and 7 laboratory and/or radiographic findings.
Patients in risk classes I and II do not usually require
hospitalization, those in risk class III may require
brief hospitalization, and those in risk classes IV
and V usually require hospitalization. It should be
noted that social factors, such as outpatient support
mechanisms and probability of adherence, are not included
in this assessment.
Laboratory tests. All patients thought to have
pneumonia should undergo chest radiography. The following
laboratory values should be determined for patients
who are hospitalized: complete blood cell count and
differential, serum creatinine, blood urea nitrogen,
glucose, electrolytes, and liver function tests. HIV
serology with informed consent should be considered,
especially for persons aged 15 54 years. Oxygen saturation
should be assessed. There should be 2 pretreatment blood
cultures, as well as Gram staining and culture of expectorated
sputum. Selected patients should have microbiological
studies for tuberculosis and legionella infection. The
preferred tests for detection of Legionella species
are the urinary antigen assay for Legionella pneumophila
serogroup 1 and culture with selective media. The rationale
for performing microbiological studies to establish
an etiologic diagnosis is based on attempts to improve
care of the individual patient with pathogen-specific
treatment; to improve care of other patients and to
advance knowledge by detecting epidemiologically important
organisms (Legionella, penicillin-resistant Streptococcus
pneumoniae, and methicillin-resistant Staphylococcus
aureus); to implement contact-tracing and antimicrobial
prophylaxis in appropriate settings (such as cases of
Neisseria meningitidis infection, Haemophilus influenzae
type B infection, and tuberculosis); to prevent antibiotic
abuse; and to reduce antibiotic expense.
Antimicrobial therapy. Recommendations are provided
for pathogen-specific treatment in cases in which an
etiologic diagnosis is established or strongly suspected.
If this information is not available initially but is
subsequently reported, changing to the antimicrobial
agent that is most cost-effective, least toxic, and
most narrow in spectrum is encouraged. Recommendations
for treating patients who require empirical antibiotic
selection are based on severity of illness, pathogen
probabilities, resistance patterns of S. pneumoniae
(the most commonly implicated etiologic agent), and
comorbid conditions.
The recommendation for outpatients is administration
of a macrolide, doxycycline, or fluoroquinolone with
enhanced activity against S. pneumoniae. For patients
who are hospitalized, the recommendation is administration
of a fluoroquinolone alone or an extended-spectrum cephalosporin
(cefotaxime or ceftriaxone) plus a macrolide. Patients
hospitalized in the intensive care unit (ICU) should
receive ceftriaxone, cefotaxime, ampicillin-sulbactam,
or piperacillin-tazobactam in combination with a fluoroquinolone
or macrolide. -lactams, other than those noted, are
not recommended. Intravenous antibiotics may be switched
to oral agents when the patient is improving clinically,
is hemodynamically stable, and is able to ingest drugs.
Most patients show a clinical response within 3 5 days.
Changes evident on chest radiographs usually lag behind
the clinical response, and repeated chest radiography
is generally not indicated for patients who respond.
The failure to respond usually indicates an incorrect
diagnosis; host failure; inappropriate antibiotic; inappropriate
dose or route of administration; unusual or unanticipated
pathogen; adverse drug reaction; or complication, such
as pulmonary superinfection or empyema.
Prognosis. The most frequent causes of lethal
community-acquired pneumonia are S. pneumoniae and Legionella.
The most frequent reason for failure to respond is progression
of pathophysiological changes, despite appropriate antibiotic
treatment.
Pneumococcal pneumonia. S. pneumoniae, the most
common identifiable etiologic agent of pneumonia in
virtually all studies, accounts for about two-thirds
of bacteremic pneumonia cases, and pneumococci are the
most frequent cause of lethal community-acquired pneumonia.
Management has been complicated in recent years by the
evolution of multidrug resistance. -lactams (amoxicillin,
cefotaxime, and ceftriaxone) are generally regarded
as the drugs of choice, although pneumonia caused by
resistant strains (MIC, 2 g/mL) may not respond as readily
as pneumonia caused by more susceptible strains. The
activity of macrolides and doxycycline or other -lactams,
including cefuroxime, is good against penicillin-susceptible
strains but less predictable with strains that show
reduced penicillin-susceptibility. Vancomycin, linezolid,
and quinupristin/dalfopristin are the only drugs with
predictable in vitro activity. Fluoroquinolones are
generally active against strains that are susceptible
or resistant to penicillin, but recent reports indicate
increasing resistance in selective locations that correlate
with excessive fluoroquinolone use.
Prevention. The major preventive measures are use
of influenza vaccine and use of pneumococcal vaccine,
according to guidelines of the Advisory Council on Immunization
Practices of the Centers for Disease Control and Prevention
(CDC).
Performance indicators. Recommendations for performance
indicators include the collection of blood culture specimens
before antibiotic treatment and the institution of antibiotic
treatment within 8 h of hospitalization, since both
are supported on the basis of evidence-based trials.
Additional performance indicators recommended are laboratory
tests for Legionella in patients hospitalized in the
ICU, demonstration of an infiltrate on chest radiographs
of patients with an ICD-9 (International Classification
of Diseases, 9th edition) code for pneumonia, and measurement
of blood gases or pulse oximetry within 24 h of admission.
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Lower respiratory tract infections are the major cause
of death in the world and the major cause of death due
to infectious diseases in the United States. Recent advances
in the field include the identification of new pathogens
(Chlamydia pneumoniae and hantavirus), new methods of
microbial detection (PCR), and new antimicrobial agents
(macrolides, -lactam agents, fluoroquinolones, oxazolidinones,
and streptogramins). Despite extensive studies, there
are few conditions in medicine that are so controversial
in terms of management. Guidelines for management were
published in 1993 by the American Thoracic Society [1],
the British Thoracic Society [2], and the Canadian Infectious
Disease Society [3], as well as the Infectious Diseases
Society of America (IDSA) in 1998 [4]. The present guidelines
represent revised recommendations of the IDSA. Compared
with previous guidelines, these guidelines are intended
to reflect updated information, provide more extensive
recommendations in selected areas, and indicate an evolution
of opinion. These therapeutic guidelines are restricted
to community-acquired pneumonia (CAP) in immunocompetent
adults.
Recommendations are given alphabetical ranking to reflect
their strength and a Roman numeral ranking to reflect
the quality of supporting evidence (table 1). This is
customary for quality standards from the IDSA [5]. It
should be acknowledged that no set of standards can be
constructed to deal with the multitude of variables that
influence decisions regarding site of care, diagnostic
evaluation, and selection of antibiotics. Thus, these
standards should not supplant good clinical judgement.
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Table
1. Categories for ranking recommendations in the therapeutic
guidelines. |
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| EPIDEMIOLOGY
MAGNITUDE |
CAP is commonly defined as an acute infection of the pulmonary
parenchyma that is associated with at least some symptoms
of acute infection, accompanied by the presence of an
acute infiltrate on a chest radiograph or auscultatory
findings consistent with pneumonia (such as altered breath
sounds and/or localized rales), in a patient not hospitalized
or residing in a long-term-care facility for 14 days before
onset of symptoms. Symptoms of acute lower respiratory
infection may include several (in most studies, at least
2) of the following: fever or hypothermia, rigors, sweats,
new cough with or without sputum production or change
in color of respiratory secretions in a patient with chronic
cough, chest discomfort, or the onset of dyspnea. Most
patients also have nonspecific symptoms, such as fatigue,
myalgias, abdominal pain, anorexia, and headache.
Pneumonia is the sixth most common cause of death in the
United States. From 1979 through 1994, the overall rates
of death due to pneumonia and influenza increased by 59%
(on the basis of ICD-9 codes on death certificates) in
the United States [6]. Much of this increase is due to
a greater proportion of persons aged 65 years; however,
age-adjusted rates also increased by 22%, which suggests
that other factors may have contributed to a changing
epidemiology of pneumonia, including a greater proportion
of the population with underlying medical conditions at
increased risk of respiratory infection.
Annually, 2 3 million cases of CAP result in 10 million
physician visits, 500,000 hospitalizations, and 45,000
deaths in the United States [7, 8]. The incidence of CAP
that requires hospitalization is estimated to be 258 persons
per 100,000 population and 962 per 100,000 persons aged
65 years [8]. Although mortality has ranged from 2% to
30% among hospitalized patients in a variety of studies,
the average is 14% [9]. Mortality is estimated to be <1%
for patients not hospitalized [9, 10]. The incidence of
CAP is heavily weighted toward the winter months.
Prognosis, Risk Stratification, and the Initial Site-of-Treatment
Decision
Knowledge about the prognosis of a disease allows physicians
to inform their patients about the expected natural history
of an illness, the likelihood of potential complications,
and the probability of successful treatment. Understanding
the prognosis of CAP is of particular clinical relevance,
since it ranges from rapid recovery from symptoms without
functional impairment to serious morbid complications
and death. The ability to accurately predict medical outcomes
in cases of CAP has a major impact on management. The
decision to hospitalize a patient or to treat him or her
as an outpatient (figure 1) is perhaps the single most
important clinical decision made by physicians during
the entire course of illness, which has direct bearing
on the location and intensity of laboratory evaluation,
antibiotic therapy, and costs. The estimated total treatment
cost for an episode of CAP managed in the hospital is
$7500 (US dollars) [11], >20-fold higher than the cost
of outpatient treatment.
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Figure 1. Evaluation
for diagnosis and management of community-acquired pneumonia,
including site, duration, and type of treatment. ß-Lactam:
cefotaxime, ceftriaxone, or aß -lactam / ß-lactamase
inhibitor. Fluoroquinolone: levofloxacin, moxifloxacin,
or gatifloxacin or another fluoroquinolone with enhanced
antipneumococcal activity. Macrolide: erythromycin, clarithromycin,
or azithromycin. CBC, complete blood cell count; ICU,
intensive care unit. *Other tests for selected patients:
see text, Diagnostic Evaluation: Etiology. **See table
15 for special considerations. |
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Numerous
studies have identified risk factors for death in cases
of CAP [9, 10, 12]. These factors were well-defined in
the pre penicillin era; studies of adults showed an increased
risk with alcohol consumption, increasing age, the presence
of leukopenia, the presence of bacteremia, and radiographic
changes [12]. More recent studies have confirmed these
findings [2, 13 18]. Independent associations with increased
mortality have also been demonstrated for a variety of
comorbid illnesses, such as active malignancies [10, 16,
19], immunosuppression [20, 21], neurological disease
[19, 22, 23], congestive heart failure [10, 17, 19], coronary
artery disease [19], and diabetes mellitus [10, 19, 24].
Signs and symptoms independently associated with increased
mortality consist of dyspnea [10], chills [25], altered
mental status [10, 19, 23, 26], hypothermia or hyperthermia
[10, 16, 17, 20], tachypnea [10, 19, 23, 27], and hypotension
(diastolic and systolic) [10, 19, 26 28].
Laboratory and radiographic findings independently associated
with increased mortality are hyponatremia [10, 19], hyperglycemia
[10, 19], azotemia [10, 19, 27, 28], hypoalbuminemia [16,
19, 22, 25], hypoxemia [10, 19], liver function test abnormalities
[19], and pleural effusion [29]. Infections due to gram-negative
bacilli or S. aureus, postobstructive pneumonia, and aspiration
pneumonia are also independently associated with higher
mortality [30].
Despite our knowledge regarding the associations of clinical,
laboratory, and radiographic factors and patient mortality,
there is wide geographic variation in hospital admission
rates for CAP [31, 32]. This variation suggests that physicians
do not use a uniform strategy to relate the decision to
hospitalize to the prognosis. In fact, physicians often
overestimate the risk of death for patients with CAP,
and the degree of overestimation is independently associated
with the decision to hospitalize [30].
Over the past 10 years, at least 13 studies have used
multivariate analysis to identify predictors of prognosis
for patients with CAP [10, 16 20, 25 27, 33 35]. The Pneumonia
PORT developed a methodologically sound clinical prediction
rule that quantifies short-term mortality for patients
with this illness [10]. Used as a guideline, this rule
may help physicians make decisions about the initial location
and intensity of treatment for patients with this illness
(table 2).
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Table
2. Comparison of risk class specific mortality rates
in the derivation and validation cohorts. |
The Pneumonia PORT prediction rule was derived with 14,199
inpatients with CAP; it was independently validated with
38,039 inpatients with CAP and 2287 inpatients and outpatients
prospectively enrolled in the Pneumonia PORT cohort study.
With this rule, patients are stratified into 5 severity
classes by means of a 2-step process. In step 1, patients
are classified as risk class I (the lowest severity level)
if they are aged 50 years, have none of 5 important comorbid
conditions (neoplastic disease, liver disease, congestive
heart failure, cerebrovascular disease, or renal disease),
and have normal or only mildly deranged vital signs and
normal mental status. In step 2, all patients who are
not assigned to risk class I on the basis of the initial
history and physical examination findings alone are stratified
into classes II V, on the basis of points assigned for
3 demographic variables (age, sex, and nursing home residence),
5 comorbid conditions (listed above), 5 physical examination
findings (altered mental status, tachypnea, tachycardia,
systolic hypotension, hypothermia, or hyperthermia), and
7 laboratory or radiographic findings (acidemia, elevated
blood urea nitrogen, hyponatremia, hyperglycemia, anemia,
hypoxemia, or pleural effusion; table 3). Point assignments
correspond with the following classes: 70, class II; 71
90, class III; 91 130, class IV; and >130, class V.
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Table 3. Scoring
system for step 2 of the prediction rule: assignment to
risk classes II V. |
In the derivation and validation of this rule, mortality
was low for risk classes I III (0.1% 2.8%), intermediate
for class IV (8.2% 9.3%), and high for class V (27.0%
31.1%). Increases in risk class were also associated with
subsequent hospitalization and delayed return to usual
activities for outpatients and with rates of admission
to the ICU and length of stay for inpatients in the Pneumonia
PORT validation cohort. On the basis of these observations,
Pneumonia PORT investigators suggest that patients in
risk classes I or II generally are candidates for outpatient
treatment, risk class III patients are potential candidates
for outpatient treatment or brief inpatient observation,
and patients in classes IV and V should be hospitalized
(table 4). Estimates from the Pneumonia PORT cohort study
suggest that these recommendations would reduce the proportion
of patients receiving traditional inpatient care by 31%
and that there would be a brief observational inpatient
stay for an additional 19%.
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Table 4. Risk-class
mortality rates. |
The effectiveness and safety of applying the Pneumonia
PORT prediction rule to the initial site of care for an
independent population of patients with CAP have been
examined with use of a modified version of the Pneumonia
PORT prediction rule [36]. Emergency room physicians were
educated about the rule and were encouraged to treat those
in risk classes I III as outpatients, with close, structured
follow-up and provision of oral clarithromycin at no cost
to the patient, if desired. The outcomes for those treated
at home during this intervention phase were compared with
the outcomes for historical control subjects from the
time period immediately preceding the intervention.
During the intervention period, there were 166 eligible
patients classified as "low risk" for short-term
mortality (risk classes I III) for comparison with 147
control subjects. The percentage treated initially as
outpatients was higher during the intervention period
than during the control period (57% vs. 42%; relative
increase of 36%; P = .01). When initial plus subsequent
hospitalization was used as the outcome measure, there
was a trend toward more outpatient care during the intervention
period, but the difference was no longer statistically
significant (52% vs. 42%; P = .07). None of those initially
treated in the outpatient setting during the intervention
period died within 4 weeks of presentation.
A second multicenter controlled trial subsequently assessed
the effectiveness and safety of using the Pneumonia PORT
prediction rule for the initial site-of-treatment decision
[37]. In this trial, 19 emergency departments were randomly
assigned either to continue conventional management of
CAP or to implement a critical pathway that included the
Pneumonia PORT prediction rule to guide the admission
decision. Emergency room physicians were educated about
the rule and were encouraged to treat those in risk classes
I III as outpatients with oral levofloxacin. Overall,
1743 patients with CAP were enrolled in this 6-month study.
Use of the prediction rule resulted in an 18% reduction
in the admission of low-risk patients (31% vs. 49%; P
= .013). Use of the rule did not result in an increase
in mortality or morbidity and did not compromise patients'
30-day functional status. These studies support use of
the Pneumonia PORT prediction rule to help physicians
identify low-risk patients who can be safely treated in
the outpatient setting.
The IDSA panel endorses the findings of the Pneumonia
PORT prediction rule, which identifies valid predictors
for mortality and provides a rational foundation for the
decision regarding hospitalization. However, it should
be emphasized that the PORT prediction rule is validated
as a mortality prediction model and not as a method to
triage patients with CAP. New studies are required to
test the basic premise underlying the use of this rule
in the initial site-of-treatment decision, so that patients
classified as "low risk" and treated in the
outpatient setting will have outcomes equivalent to or
better than those of similar "low-risk" patients
who are hospitalized.
It is important to note that prediction rules are meant
to contribute to rather than to supersede physicians'
judgment. Another limitation is that factors other than
severity of illness must also be considered in determining
whether an individual patient is a candidate for outpatient
care. Patients designated as "low risk" may
have important medical and psychosocial contraindications
to outpatient care, including expected compliance problems
with medical treatment or poor social support at home.
Ability to maintain oral intake, history of substance
abuse, cognitive impairment, and ability to perform activities
of daily living must be considered. In addition, patients
may have rare conditions, such as severe neuromuscular
disease or immunosuppression, which are not included as
predictors in these prediction rules but increase the
likelihood of a poor prognosis.
Prediction rules may also oversimplify the way physicians
interpret important predictor variables. For example,
extreme alterations in any one variable have the same
effect on risk stratification as lesser changes, despite
obvious differences in clinical import (e.g., a systolic
blood pressure of 40 mm Hg vs. one of 88 mm Hg). Furthermore,
such rules discount the cumulative importance of multiple
simultaneous physiological derangements, especially if
each derangement alone does not reach the threshold that
defines an abnormal value (e.g., systolic blood pressure
of 90/40 mm Hg, respiratory rate of 28 breaths/min, and
pulse of 120 beats/min). Finally, prediction rules often
neglect the importance of patients' preferences in clinical
decision-making. This point is highlighted by the observation
that the vast majority of low-risk patients with CAP do
not have their preferences for site of care solicited,
despite strong preferences for outpatient care [38].
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| ROLE
OF SPECIFIC PATHOGENS IN CAP |
Prospective studies evaluating the causes of CAP in adults
have failed to identify the cause of 40% 60% of cases
of CAP and have detected 2 etiologies in 2% 5% [2, 7,
26, 39, 40]. The most common etiologic agent identified
in virtually all studies of CAP is S. pneumoniae, which
accounts for about two-thirds of all cases of bacteremic
pneumonia cases [9]. Other pathogens implicated less frequently
include H. influenzae (most strains of which are nontypeable),
Mycoplasma pneumoniae, C. pneumoniae, S. aureus, Streptococcus
pyogenes, N. meningitidis, Moraxella catarrhalis, Klebsiella
pneumoniae and other gram-negative rods, Legionella species,
influenza virus (depending on the season), respiratory
syncytial virus, adenovirus, parainfluenza virus, and
other microbes. The frequency of other etiologies is dependent
on specific epidemiological factors, as with Chlamydia
psittaci (psittacosis), Coxiella burnetii (Q fever), Francisella
tularensis (tularemia), and endemic fungi (histoplasmosis,
blastomycosis, and coccidioidomycosis).
Comparisons of relative frequency of each of the etiologies
of pneumonia are hampered by the varying levels of sensitivity
and specificity of the tests used for each of the pathogens
that they detect; for example, in some studies, tests
used for legionella infections provide a much higher degree
of sensitivity and possibly specificity than do tests
used for pneumococcal infections. Thus, the relative contribution
of many causes to the incidence of CAP is undoubtedly
either exaggerated or underestimated, depending on the
sensitivity and specificity of tests used in each of the
studies. |
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| ETIOLOGY
- SPECIFIC DIAGNOSES AND THE CLINICAL SETTING |
No convincing association has been demonstrated between individual
symptoms, physical findings, or laboratory test results and
specific etiology [39]. Even time-honored beliefs, such as the
absence of productive cough or inflammatory sputum in pneumonia
due to Mycoplasma, Legionella, or Chlamydia species, have not
withstood close inspection. On the other hand, most comparisons
have involved relatively small numbers of patients and have
not evaluated the potential for separating causes by use of
constellations of symptoms and physical findings.
In one study, as yet unconfirmed, that compared patients identified
in a prospective standardized fashion, a scoring system using
5 symptoms and laboratory abnormalities was able to differentiate
most patients with legionnaires' disease from the other patients
[41]. A similar type of system has been devised for identifying
patients with hantavirus pulmonary syndrome (HPS) [42]. If validated,
such scoring systems may be useful for identifying patients
who should undergo specific diagnostic tests (which are too
expensive to use routinely for all patients with CAP) and be
empirically treated with specific antimicrobial drugs while
test results are pending.
Certain pathogens cause pneumonia more commonly among persons
with specific risk factors. For instance, pneumococcal pneumonia
is especially likely to occur in the elderly and in patients
with a variety of medical conditions, including alcoholism,
chronic cardiovascular disease, chronic obstructed airway disease,
immunoglobulin deficiency, hematologic malignancy, and HIV infection.
However, outbreaks occur among young adults under conditions
of crowding, such as in army camps or prisons. S. pneumoniae
is second only to Pneumocystis carinii as the most common identifiable
cause of acute pneumonia in patients with AIDS [43 45]. Legionella
is an opportunistic pathogen; legionella pneumonia is rarely
recognized in healthy young children and young adults. It is
an important cause of pneumonia in organ transplant recipients
and in patients with renal failure and occurs with increased
frequency in patients with chronic lung disease, smokers, and
possibly those with AIDS [46]. Although M. pneumoniae historically
has been thought primarily to involve children and young adults,
some evidence suggests that it causes pneumonia in healthy adults
of any age [8].
There are seasonal differences in incidence of many of the causes
of CAP. Pneumonia due to S. pneumoniae, H. influenzae, and influenza
occurs predominantly in winter months, whereas C. pneumoniae
appears to cause pneumonia year-round. Although there is a summer
prevalence of outbreaks of legionnaires' disease, sporadic cases
occur with similar frequency during all seasons [8, 46]. Some
studies suggest that there is no seasonal variation in mycoplasma
infection; however, other data suggest that its incidence is
greatest during the fall and winter months [47].
There are other temporal variations in incidence of some causes
of pneumonia. The frequency and severity of influenza vary as
a result of antigenic drift and, occasionally, as a result of
antigenic shift. For less clear reasons, increases in incidence
of mycoplasma infections occur every 3 6 years [47, 48]. Year-to-year
variations may also occur with pneumococcal pneumonia [49].
Little is known about geographic differences in the incidence
of pneumonia. Surveillance data from the CDC suggest that legionnaires'
disease occurs with highest incidence in northeastern states
and states in the Great Lakes area [46]; however, differences
in ascertainment of disease may be a contributing factor. The
incidence of pneumonia due to pathogens that are environmentally
related would be expected to vary with changes in relevant environmental
conditions. For example, the incidence of legionnaires' disease
is dependent on the presence of pathogenic Legionella species
in water, amplification of the bacteria in reservoirs with the
ideal nutritional milieu, use of aerosol-producing devices (which
can spread contaminated water via aerosol droplets), ideal meteorological
conditions for transporting aerosols to susceptible hosts, and
presence of susceptible hosts. Alterations in any of these variables
would probably lead to variations in incidence. Likewise, increasing
rainfall, with associated increases in the rodent population,
was hypothesized to be the basis for the epidemic of HPS in
the southwestern United States in 1993 [50].
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| DIAGNISTIC
EVALUATION |
Pneumonia should be suspected in patients with newly acquired
lower respiratory symptoms (cough, sputum production, and/or
dyspnea), especially if accompanied by fever, altered breath
sounds, and rales. It is recognized that there must be a balance
between reasonable diagnostic testing (table 5) and empirical
therapy. The importance of establishing the diagnosis of pneumonia
and its cause is heightened with the increasing concern about
antibiotic overuse.
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Table 5. Diagnostic studies
for evaluation of community-acquired pneumonia. |
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| CHEST
RADIOGRAPHY |
The diagnosis of CAP is based on a combination of clinical and
laboratory (including microbiological) data. The differential
diagnosis of lower respiratory symptoms is extensive and includes
upper and lower respiratory tract infections, as well as noninfectious
causes (e.g., reactive airways disease, atelectasis, congestive
heart failure, bronchiolitis obliterans with organizing pneumonia
[BOOP], vasculitis, pulmonary embolism, and pulmonary malignancy).
Most cases of upper respiratory tract infection and AB are of
viral origin, do not require antimicrobial therapy, and are
the source of great antibiotic abuse [51, 52]. By contrast,
antimicrobial therapy is usually indicated for pneumonia, and
a chest radiography is usually necessary to establish the diagnosis
of pneumonia. Physical examination to detect rales or bronchial
breath sounds is neither sensitive nor specific for detecting
pneumonia [53]. Chest radiography is considered sensitive and,
occasionally, is useful for determining the etiologic diagnosis,
the prognosis, and alternative diagnoses or associated conditions.
Chest radiographs in patients with P. carinii pneumonia (PCP)
are false-negative for up to 30% of patients, but this exception
is not relevant for the immunocompetent adult host [54]. One
study showed spiral CT scans are significantly more sensitive
in detecting pulmonary infiltrates [55], but the clinical significance
of these results is unclear, and the IDSA panel does not endorse
the routine use of this technology because of the preliminary
nature of the data and high cost of the procedure.
At times of limited resources, it may seem attractive to treat
patients for CAP on the basis of presenting manifestations,
without radiographic confirmation. This approach should be discouraged,
given the cost and potential dangers of antimicrobial abuse
in terms of side effects and resistance. Indeed, the prevalence
of pneumonia among adults with respiratory symptoms that suggest
pneumonitis ranges from only 3% in a general outpatient setting
to 28% in an emergency department [56, 57]. The IDSA panel recommends
that chest radiography be included in the routine evaluation
of patients for whom pneumonia is considered a likely diagnosis
(A-II).
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| ETIOLOGY |
The emphasis on microbiological studies (Gram staining and culture
of expectorated sputum) in the IDSA guidelines represents a
difference from the guidelines of the American Thoracic Society
[1]. Arguments against microbiological studies include the low
yield in many reports and the lack of documented benefit in
terms of cost or outcome. A concern of the IDSA panel members
is our perception that the quality of microbiological technology,
as applied to respiratory secretions, has deteriorated substantially,
compared with that in an earlier era [12]. Furthermore, it is
our perception that regulations of the Clinical Laboratory Improvement
Act, which discourage physicians from examining sputum samples
microscopically, contributed to this decline. Although no data
clearly demonstrate the cost-effectiveness or other advantages
of attempts to identify pathogens, studies specifically designed
to address this issue have not been reported.
Our rationale for the preservation of microbiological and immunologic
testing is summarized in table 6, which classifies advantages
with regard to the individual patient, society, and costs. The
desire to identify the etiologic agent is heightened by concern
about empirical selection of drugs, because of the increasing
microbial resistance, unnecessary costs, and avoidable side
effects. In addition, the work of prior investigators and their
microbiological findings provide the rationale considered essential
to the creation of guidelines based on probable etiologic agents.
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Table 6. Rationale for
establishing an etiologic diagnosis |
A detailed history may be helpful for suggesting a diagnosis.
Epidemiological clues that may lead to diagnostic considerations
are listed in table 7. Certain findings have historically been
identified as clues to specific causes of pneumonia, although
these have not been confined to controlled studies. Acute onset,
a single episode of shaking with chills (rigor), and pleurisy
suggest pneumococcal infection. Prodromal fever and myalgia
followed by pulmonary edema and hypotension are characteristic
of HPS. Underlying COPD is more often seen with pneumonia due
to H. influenzae or M. catarrhalis, separately or together with
S. pneumoniae. Putrid sputum indicates infection caused by anaerobic
bacteria. Although many studies of CAP have found that clinical
features often do not distinguish etiologic agents [39, 58,
59], others support the utility of clinical clues for supporting
an etiologic diagnosis [41, 60].
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Table 7. Epidemiological
conditions related to specific pathogens in patients with selected
community-acquired pneumonia. |
Once the clinical diagnosis of CAP has been made, consideration
should be given to microbiological diagnosis with bacteriologic
studies of sputum and blood [61 66]. Practice standards for
collection, transport, and processing of respiratory secretions
to detect common bacterial pathogens are summarized in table
8. Many pathogens require specialized tests for their detection,
which are summarized in table 9. The rapid diagnostic test for
routine use is Gram staining of respiratory secretions, usually
expectorated sputum; others include direct fluorescent antibody
(DFA) staining of sputum or urinary antigen assay for Legionella,
for use in selected cases, urinary antigen assay for S. pneumoniae,
acid-fast bacilli (AFB) staining for detection of mycobacterial
infections, and several tests for influenza.
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Table 8. Recommendations
for expectorated sputum collection, transport, and processing. |
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Table 9. Diagnostic studies
for specific agents of community-acquired pneumonia |
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Many rapid diagnostic tests, such as PCR, are in early development,
not commonly available, or not sufficiently reliable [66].
PCR testing for detection of Mycobacterium tuberculosis is
the only PCR test for detection of a respiratory tract pathogen
that has been cleared by the US Food and Drug Administration
(FDA), but it is recommended for use only with specimens that
contain AFB on direct smears. Diagnostic procedures that provide
identification of a specific etiology within 24 72 h can still
be useful for guiding continued therapy.
The etiologic diagnosis can be useful for both prognostic
and therapeutic purposes. Once a diagnosis has been established,
the failure to respond to treatment can be dealt with in a
logical fashion based on the causative organism and its documented
antibiotic susceptibility, rather than by empiric selection
of antimicrobial agents with a broader or different spectrum.
Furthermore, if a drug reaction develops, an appropriate substitute
can be readily selected.
Performance of blood cultures within 24 h of admission for
CAP is associated with a significant reduction in 30-day mortality
[67]. With regard to sputum bacteriology, several studies
have suggested that mortality associated with CAP in hospitalized
patients is the same for those with and without an etiologic
diagnosis [68 70]. These studies were not specifically designed
to test the hypothesis. Instead, the conclusion is based on
retrospective analyses of cases with and without an etiologic
diagnosis. Other outcomes also of interest that have not been
assessed are length of stay, cost, resource use, and morbidity.
Some studies, although uncontrolled, do suggest benefit of
these diagnostic studies [71 76]. For example, Boerner and
Zwadyk [64] reported that a positive early diagnosis by sputum
Gram staining correlated with more rapid resolution of fever
after initiation of antimicrobial therapy. An additional study
by Torres et al. [76] showed that inadequate antibiotic treatment
was clearly related to poor outcomes, which suggests that
the establishment of an etiologic diagnosis is important.
The frequency of microbiological studies for CAP patients
is highly variable. A report from the Pneumonia PORT study,
with analysis of 1343 hospitalized patients during 1991 1994,
showed that the frequencies of sputum Gram staining and sputum
culture within 48 h of admission were 53% and 58%, respectively
[77]. These studies were done on only 8% 11% of 944 outpatients
with CAP.
Participating centers in this and most other published studies
of CAP are academic institutions at which microbiological
studies are probably more frequent than in other health care
settings. The finding of a likely pathogen in blood cultures
averages 11% in published reports concerning hospitalized
patients with CAP [9]. The yield with sputum studies is highly
variable, ranging from 29% to 90% for hospitalized patients
and usually <20% for outpatients [2, 26, 28, 36, 41, 67,
75 77]. The large variation among studies is presumably explained
by variations in the quality of microbiological analyses,
epidemiological patterns, and the patient population served.
It is our consensus that establishment of an etiologic diagnosis,
with performance of blood cultures before initiation of antimicrobial
treatment (A-I) and sputum Gram staining and culture (B-II),
has value for patients who require hospitalization. The goal
is to establish a specific diagnosis that can be used for
more precise and often more cost-effective use of antimicrobial
agents. On the other hand, the utility of diagnostic studies
for CAP of less severity (not requiring hospitalization) is
unclear. More studies are needed to verify the significance
of diagnostic studies in these cases.
Etiologic diagnosis. Confidence in the accuracy of the diagnosis
depends on the pathogen and on the diagnostic test, as follows.
- Diagnosis definite: a definite etiology is established
by a compatible clinical syndrome plus the recovery of a
probable etiologic agent from an uncontaminated specimen
(blood, pleural fluid, transtracheal aspirate, or transthoracic
aspirate) or the recovery from respiratory secretions of
a likely pathogen that does not colonize the upper airways
(e.g., M. tuberculosis, Legionella species, influenza virus,
or P. carinii; table 10) (A-I). Some serological tests are
regarded as diagnostic, although the results are usually
not available in a timely manner or the diagnostic criteria
are controversial.
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Table Diagnostic accuracy
of microbial pathogens recovered from respiratory secretions. |
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- 2. Diagnosis probable: a probable etiologic diagnosis
is established by a compatible clinical syndrome with detection
(by staining or culture) of a likely pulmonary pathogen
in respiratory secretions (expectorated sputum, bronchoscopic
aspirate, or quantitatively cultured bronchoscopic bronchoalveolar
lavage [BAL] fluid or brush catheter specimen). With semiquantitative
culture, the pathogen should be recovered in moderate to
heavy growth (B-II).
Tests or specimens used for etiologic diagnosis. The following
tests or types of specimens are used to establish an etiologic
diagnosis.
- Body fluids: blood culture specimens (with 2 needlesticks
performed at separate sites) should be obtained from patients
who require hospitalization for acute pneumonia (A-I). Potentially
infected body fluids from other anatomic sites, including
pleural fluid, joint fluid, and CSF, should have Gram staining
and culture if warranted by the clinical presentation.
- 2. Sputum examination (table 8 and figure 2): the value
of Gram staining of expectorated sputum is debated [60,
62, 63, 68 70, 75 80], but we recommend this relatively
simple, inexpensive procedure for guiding initial selection
of antimicrobial therapy, provided that a deep-cough specimen
is obtained before antibiotic therapy, rapidly transported,
and properly processed in the laboratory within a few hours
of collection (B-II). Therapy with antimicrobial agents
should not be delayed for acutely ill patients because of
the difficulty in obtaining specimens for microbiological
studies. Routine laboratory tests should include Gram staining,
cytological screening, and aerobic culture of specimens
that satisfy cytological criteria.
Cytological criteria for judging the acceptability of specimens
include the relative number of polymorphonuclear cells (PMN)
and squamous epithelial cells (SEC) in patients with normal
or elevated WBC counts, determined with use of a low-power-field
examination (LPF); the acceptable values range from >25
PMN+ < 10 SEC/LPF to <25 SEC/LPF, based on correlation
of culture results with clinical findings and results of
transtracheal aspiration (A-I) [81, 82]. Some authorities
recommend a criterion of >10 WBC per SEC. Mycobacteria
and Legionella species are exceptions, since microscopic
criteria may yield misleading results.
Cultures should be performed rapidly [83], although the
consequence of time delays in processing is disputed [84].
Interpretations of expectorated sputum cultures should include
clinical correlations and semiquantitative results. In office
practice, it may not be realistic to perform Gram staining
in a timely manner to guide antibiotic decisions, but a
slide may be prepared, air-dried, and heat-fixed for subsequent
interpretation (C-III).
Numerous studies support the use of routine microscopic
examination of a gram-stained sputum sample, with recognition
of lancet-shaped gram-positive diplococci that suggest S.
pneumoniae. Most show the sensitivity of sputum Gram staining
for patients with pneumococcal pneumonia to be 50% 60% and
the specificity to be >80% [60, 63 65, 75]. In a prospective
study of 144 patients admitted to the hospital with CAP,
59 (41%) had a valid specimen obtained, with the cytological
criteria of >25 PMN and <10 SEC evident on low-power
magnification. The gram-stained smears of 47 valid specimens
by these criteria showed a predominant bacterial morphotype
that predicted the blood culture isolate in 40 (85%) valid
specimens; physicians could have selected appropriate antimicrobial
therapy for >90% of patients on the basis of gram-staining
results [75].
In haemophilus pneumonia, the Gram stain reading is even
more reliable because of the profuse number of organisms
that are regularly present. The finding of many WBC with
no bacteria in a patient who has not already received antibiotics
can reliably exclude infection by most ordinary bacterial
pathogens. The validity of the gram-stain reading, however,
is directly related to the experience of the interpreter
[85].
Routine cultures of expectorated sputum are neither sensitive
nor specific when the common bacteriologic methods of many
laboratories are used. The most likely explanation for unreliable
microbiological data is that the specimen did not provide
a rich enough source of inflammatory material from the lower
respiratory tract, either because the patient was unable
to cough up a reliable specimen or because the health care
provider did not give sufficient priority to obtaining such
a specimen. Other reasons include prior administration of
antibiotics, delays in processing the specimen, insufficient
attention to separating sputum from saliva before streaking
slides or culture plates, and difficulty with interpretation
because of the contamination by the flora of the upper airways.
The flora may include potential pathogens (leading to false-positive
cultures), and the normal flora often overgrow the true
pathogen (leading to false-negative cultures), especially
with fastidious pathogens such as S. pneumoniae. In cases
of bacteremic pneumococcal pneumonia, S. pneumoniae may
be isolated in sputum culture in only 40% 50% of cases when
standard microbiological techniques are used [86, 87]. The
yield of S. pneumoniae is substantially higher from transtracheal
aspirates [88 91], transthoracic needle aspirates [89, 92],
and quantitative cultures of BAL aspirates [89, 93]. Prior
antibiotic therapy may reduce the yield of common respiratory
pathogens in cultures of respiratory tract specimens from
any source and is often associated with false-positive cultures
for upper airway contaminants, such as gram-negative bacilli
or S. aureus [62, 89].
- Induced sputum: the utility of these specimens for detecting
pulmonary pathogens other than P. carinii or M. tuberculosis
is poorly established.
- Serological studies: these tests are usually not helpful
in the initial evaluation of patients with CAP (C-III) but
may provide data useful for epidemiological surveillance.
Cold agglutinins in a titer 1 : 64 support the diagnosis
of M. pneumoniae infection, with a sensitivity of 30% 60%,
but this test has poor specificity. IgM antibodies to M.
pneumoniae require up to 1 week to reach diagnostic titers;
reported results for sensitivity are variable [94, 95].
The serological responses to Chlamydia and Legionella species
take even longer [96, 97]. The acute antibody test for Legionella
in legionnaires' disease is usually negative or demonstrates
a low titer [98, 99]. Some authorities have accepted an
acute titer 1 : 256 as a criterion for a probable or presumptive
diagnosis, but 1 study showed that this titer had a positive
predictive value of only 15% [99]. If serological tests
are to be used, an acute-phase serum specimen must be obtained
from selected patients. Then, if the etiology of a case
remains in question, a convalescent-phase serum can be obtained,
and serological studies of paired sera can be performed.
This method to identify causative agents is primarily for
epidemiological information. These data indicate that there
are no commonly available serological tests that can be
used to accurately guide therapy for acute infections caused
by M. pneumoniae, C. pneumoniae, or Legionella (D-III).
- Antigen detection: antigen-detection methods for identification
of microorganisms in sputum and in other fluids have been
studied for >70 years with a variety of techniques counter-immunoelectrophoresis,
latex agglutination, immunofluorescence, and enzyme immunoassay
(EIA). Although their use for identification of bacterial
agents (i.e., S. pneumoniae) has been favored in many European
centers, they have been less acceptable to North American
laboratories. Cost, time requirements, and relative lack
of sensitivity and specificity (depending on the method)
are potential limitations.
The FDA has recently approved an immunochromatographic membrane
assay to detect S. pneumoniae antigen in urine. Results
may be obtained as quickly as 15 min after initiation of
the test. According to the package insert, the test has
a sensitivity of 86% and a specificity of 94%. Disadvantages
are the limited experience with the assay, the need for
cultures in order to determine susceptibility to guide therapy,
and the lack of published data on performance characteristics.
The IDSA panel endorses this test as a complement to sputum
and blood cultures (C-III).
The Quellung test also is a rapid assay to detect S. pneumoniae
but requires adequate expertise. Rapid, commercially available
EIAs are available for detection of respiratory syncytial
virus (RSV), adenovirus, and parainfluenza viruses 1, 2,
and 3. The sensitivities of these tests are >80%. Rapid
methods to detect influenza virus are of special interest
because of the availability of antiviral agents that must
be given within 48 h of the onset of symptoms. These tests
show sensitivities of 70% 85% and a specificity >90%.
Clinical detection of influenza on the basis of typical
symptoms during an influenza epidemic appears more sensitive
[100].
The urinary antigen tests have been shown to be sensitive
and specific for detection of L. pneumophila serogroup 1,
which accounts for 70% of reported legionella cases in the
United States [46, 98]; other possible advantages are the
technical ease with which the test is performed and the
validity of results after several days of effective antibiotic
treatment. DFA staining of respiratory secretions is technically
demanding, shows optimal results with L. pneumophila, and
shows poor sensitivity and specificity when not performed
by experts using only certain antibodies. Culture and urine
antigen testing show sensitivity of 50% 60% and a specificity
of >95%. A negative laboratory test does not exclude
Legionella, particularly if the case is caused by organisms
other than L. pneumophila serogroup 1, but a positive culture
or urine antigen assay is virtually diagnostic. The IDSA
panel recommends urinary antigen assays and sputum culture
on selective and nonselective media, with specimen decontamination
before plating, to detect legionnaires' disease (A-II).
- DNA probes and amplification: several rapid diagnostic
tests that use nucleic acid amplification for the evaluation
of respiratory secretions or serum are presently under development,
especially for Chlamydia, Mycoplasma, and Legionella [66].
The reagents for these tests have not been cleared by the
FDA, and their availability is generally restricted to research
and reference laboratories [66, 96]. If such tests become
available, they may be helpful in establishing early diagnosis
and allowing for directed therapy at the time of care. Their
greatest potential utility is anticipated for the detection
of M. pneumoniae, Legionella, and selected pathogens that
infrequently colonize the upper airways in the absence of
disease (table 9).
- Invasive diagnostic tests (transtracheal aspiration,
bronchoscopy, and percutaneous lung aspiration; table 3):
transtracheal aspiration was previously used to obtain uncontaminated
lower respiratory secretions that were valid for culture
for the detection of anaerobic organisms, as well as common
aerobic pathogens [62, 89]. This procedure is now infrequently
performed because of concern about adverse effects and the
lack of personnel skilled in the technique. A consequence
of reduced use of transtracheal aspiration is the lack of
any method to detect anaerobic bacteria in the lung in the
absence of empyema or bacteremia.
The utility of fiber-optic bronchoscopy is variable, depending
on pathogen and technique. Because aspirates from the inner
channel of the bronchoscope are subject to contamination
by the upper airway flora, they should not be cultured anaerobically,
since they have the same limitations as expectorated sputum
[89, 101]. For recovery of common bacterial pathogens, quantitative
culture of BAL or of a protected-brush catheter specimen
is considered superior [102, 103]. The techniques for collection,
transport, and processing of specimens for quantitative
culture are available from published sources [89, 102, 103].
Bronchoscopy is impractical for routine use, because it
is expensive, requires technical expertise, and may be difficult
to perform in a timely manner. Some authorities favor its
use in patients with a fulminant course, who require admission
to an ICU, or have complex pneumonia unresponsive to antimicrobial
therapy [89, 93, 104, 105]. Bronchoscopy is especially useful
for the detection of selected pathogens, such as P. carinii,
Mycobacterium species, and cytomegalovirus [89].
The IDSA panel recommends blood cultures and expectorated sputum
Gram staining and culture as the only microbiological studies
to be considered routine for patients hospitalized with CAP.
Transtracheal aspiration, transthoracic needle aspiration, and
bronchoscopy should be reserved for selected patients and then
used only with appropriate expertise (B-III).
With regard to recommendations about diagnostic approach, table
5 lists diagnostic studies recommended for hospitalized patients,
according to severity of illness (B-II).
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| SPECIAL
CONSIDERATIONS |
Pneumococcal Pneumonia
S. pneumoniae is among the leading infectious causes of illness
and death worldwide for young children, persons who have underlying
chronic systemic conditions, and the elderly. A meta-analysis
of 122 reports of CAP in the English-language literature from
1966 through 1995 showed that S. pneumoniae accounted for two-thirds
of >7000 cases in which an etiologic diagnosis was made,
as well as for two-thirds of the cases of lethal pneumonia [9].
In the United States, it is estimated that 125,000 cases of
pneumococcal pneumonia necessitate hospitalization each year.
A vaccine for the most common serotypes of S. pneumoniae is
available, and the Advisory Committee on Immunization Practices
recommends that the vaccine be administered to all persons aged
65 years and younger patients who have underlying medical conditions
associated with increased risk for pneumococcal disease and
its complications [106]. Revaccination is recommended after
5 7 years.
Until recently in the United States, S. pneumoniae was nearly
uniformly susceptible to penicillin, which allowed clinicians
to treat patients with severe pneumococcal infection with penicillin
G alone or nearly any other commonly used antibiotic, without
testing for drug susceptibility. Resistance of S. pneumoniae
to penicillin and to other antimicrobial drugs, first noted
in Australia and Papua New Guinea in the 1960s, was found to
be a major problem in South Africa in the 1970s and, subsequently,
in many countries in Europe, Africa, and Asia in the 1980s.
In the United States, nonsusceptibility to penicillin has increased
markedly during the last decade [107 109] and appears to be
continuing [110 112].
The susceptibility of S. pneumoniae to penicillin is currently
defined by the National Committee for Clinical Laboratory Standards
(NCCLS) as follows. Susceptible isolates are inhibited by 0.06
µg/mL (i.e., the MIC is 0.06 µg/mL). Isolates with
reduced susceptibility (also known as intermediate resistance)
are inhibited by 0.1 1.0 µg/mL, and resistant isolates
by 2.0 µg/mL. Amoxicillin is more effective than penicillin
against pneumococci in vitro, with MIC thresholds that are higher.
An important problem with these definitions is that, from a
clinical point of view, the MIC has entirely different meaning,
depending on the infection being treated. A strain with reduced
susceptibility (e.g., MIC, 0.5 µg/mL) behaves as a susceptible
organism when it causes pneumonia (see below) but probably not
when it causes meningitis [111, 113].
On the basis of present definitions and depending on the source
of the isolates, as of June 1999 in the United States, 25% 35%
of S. pneumoniae isolates from infected persons were intermediately
resistant or resistant to penicillin [110 112]. Variations occur
from city to city and within segments of the population or even
within institutions in a single city, so the actual results
vary greatly, depending on the source of the isolates. NCCLS
definitions are based on levels achieved in CSF in cases of
meningitis. Much higher levels are achieved in blood and in
alveoli. For these reasons, in treating pneumonia with generally
accepted doses of penicillins, intermediate resistance is not
clinically important; resistance may be important, especially
if it is high-grade (e.g., MIC, >4 µg/mL). Rates of
resistance are substantially higher in many European countries
than in the United States, with notable exceptions, such as
the Netherlands and Germany; in these countries, accepted standards
of practice strictly limit antibiotic usage, especially among
very young children.
Resistance to penicillin is only one small part of the picture.
Although the majority of strains with reduced susceptibility
to penicillin are susceptible to certain third-generation cephalosporins,
such as cefotaxime or ceftriaxone (defined by an MIC 0.5 µg/mL),
intermediate resistance to these drugs (MIC, µ1.0 g/mL),
and resistance (MIC, >2.0 µg/mL) are increasing [111].
In accordance with these definitions, up to one-half of strains
with reduced penicillin susceptibility also have reduced susceptibility
to these cephalosporins (table 11). A greater proportion exhibit
resistance to other third-generation and to second-generation
cephalosporins. As is the case for penicillin, pneumonia caused
by intermediately resistant or even some resistant isolates
is likely to respond to treatment with standard doses of cefotaxime
or ceftriaxone. Cefuroxime is less active against S. pneumoniae,
and the activity of this or other cephalosporins cannot be predicted
by results of in vitro susceptibility tests with cefotaxime
or ceftriaxone.
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Table 11. Susceptibility
of Streptococcus pneumoniae to commonly used antimicrobial agents,
stratified by susceptibility to penicillin. |
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Most important, resistance extends far beyond the ß-lactam
antibiotics. Although the genetics of pneumococcal resistance
is complex,ß -lactam resistant organisms often have
acquired genes that confer resistance to other classes of
antimicrobials through transformation or conjugative transposons.
Thus, pneumococci that are penicillin-resistant are also often
resistant to other antibiotics, and the most appropriate term
to characterize them is multiply antibiotic-resistant (table
11; these data reflect the general situation in the United
States as of October 1999). Resistance to some of these antimicrobials
can be overcome by increasing the dose of antibiotic.
Macrolides are an example. In the United States, most macrolide
resistance is a result of increased drug efflux encoded by
mefE (erythromycin MIC, 2 32 µg/mL, and susceptible
to clindamycin); it is possible that this resistance may be
overcome by achievable levels of macrolides [114]. In Europe,
most macrolide resistance is due to a ribosomal methylase
encoded by ermAM; this results in high-grade resistance to
macrolides and resistance to clindamycin that probably cannot
be overcome. It is important to emphasize that resistance
to newer macrolides, such as azithromycin or clarithromycin,
parallels resistance to erythromycin. The prevalence of resistance
to tetracyclines among pneumococci is similar to that of resistance
to macrolides, but resistance to trimethoprim-sulfamethoxazole
(TMP-SMZ) is far more prevalent, and use of this combination
is discouraged [109 112]. Among FDA-approved drugs, only vancomycin
and linezolid are currently effective against essentially
all pneumococci. Fluoroquinolones are active against >98%
of strains, including penicillin-resistant strains, but resistance
to these drugs has begun to increase in some areas where they
are used extensively [115 118]. Of the newer drugs, the oxazolidinones
[119] and glycopeptides [120] appear to be most promising,
with MICs for drug-resistant S. pneumoniae being no higher
than those for penicillin-susceptible strains. Resistance
to the streptogramins appears to parallel that to the macrolides.
Studies of oral outpatient therapy for pneumonia, in which
the majority of cases have probably been due to S. pneumoniae,
have shown a good outcome, regardless what therapy is given;
however, these studies were not designed to examine antibiotic
resistance among pneumococci. Recommended antimicrobial agents
for empirical treatment of pneumococcal pneumonia include
amoxicillin (500 mg thrice daily), cefuroxime axetil (500
mg twice daily), cefpodoxime (200 mg twice daily), cefprozil
(500 mg twice daily), and azithromycin, clarithromycin, erythromycin,
or a quinolone or doxycycline in ordinarily prescribed dosages.
Amoxicillin is preferred to penicillin because of more reliable
absorption, longer half-life, and slightly more favorable
MICs. Although recent surveillance studies indicate increasing
resistance to macrolides, to date there is a paucity of reports
of clinical failure in patients without risk factors for infection
with drug-resistant S. pneumoniae [114]. With increasing use,
however, there is concern about reduced efficacy of macrolides.
In hospitalized patients, pneumococcal pneumonia caused by
organisms that are susceptible or intermediately resistant
to penicillin responds to treatment with penicillin (2 million
units every 4 h), ampicillin (1 g every 6 h), cefotaxime (1
g every 8 h), or ceftriaxone (1 g every 24 h). Pneumonia due
to penicillin- or cephalosporin-resistant organisms probably
requires higher doses of these drugs. Retrospective studies
[121, 122] have shown a similar outcome after treatment with
standard doses of a penicillin or a cephalosporin, without
regard to whether pneumonia was due to susceptible or nonsusceptible
organisms, but the number of subjects infected with resistant
pneumococci (MIC, 2 g/mL) was very small, and there was a
trend toward worse outcomes in both studies [121, 122].
A CDC study found mortality associated with treated pneumococcal
pneumonia to be increased 3-fold when the condition was due
to penicillin-resistant pneumococci and 7-fold when due to
ceftriaxone-resistant pneumococci, even after adjusting for
severity of underlying illness and previous hospitalization,
both of which increase the likelihood that resistant pneumococci
will be present [123]. This study, however, did not determine
the nature of the treatment in each case. It seems likely
that, ultimately, penicillin or ceftriaxone may not reliably
cure infection caused by strains of S. pneumoniae for which
penicillin MICs are 4 g/mL and ceftriaxone MICs are 8 g/mL.
At present, many authorities treat pneumococcal pneumonia,
even in critically ill patients, with cefotaxime (1 g every
6 8 h) or ceftriaxone (1 g every 12 24 h). Many patients have
received 1 2 g of ampicillin (with or without sulbactam) every
6 h, with a good response. Although vancomycin is nearly certain
to provide antibiotic coverage, there is a strong impetus
not to use this drug until it is proven to be needed because
of fear of the emergence of resistant organisms. Vancomycin
or a fluoroquinolone should be used for initial treatment
of pneumococcal pneumonia in critically ill patients who are
allergic to -lactam antibiotics. Quinupristin/dalfopristin
or linezolid are other options, but experience with these
antimicrobial agents for pneumococcal pneumonia is extremely
limited.
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| ASPIRATION
PNEUMONIA |
| Aspiration pneumonia is broadly
defined as the pulmonary sequela of abnormal entry of material
from the stomach or upper respiratory tract into the lower airways.
The term generally applies to large-volume aspiration. There
are at least 3 distinctive forms [124], based on the nature
of the inoculum, the clinical presentation, and management guidelines:
toxic injury of the lung (such as due to gastric acid aspiration
or Mendelson's syndrome), obstruction (with a foreign body or
fluids), or infection (table 12). These syndromes are reviewed
elsewhere [125, 126]. Most studies show that aspiration is suspected
in 5% 10% of patients hospitalized with CAP, although the criteria
for this diagnosis are often not provided. In general, the diagnosis
should be suspected when patients have a condition that predisposes
them to aspiration (usually compromised consciousness or dysphagia)
and radiographic evidence of involvement of a dependent pulmonary
segment (lower lobes are dependent in the upright position;
the superior segments of the lower lobes and posterior segments
of the upper lobes are dependent in the recumbent position).
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Table 12. Characteristics
of the various forms of aspiration pneumonia |
| Aspiration pneumonia is the presumed
cause of nearly all cases of anaerobic pulmonary infection,
and microaerophiles and anaerobes from the mouth flora are the
anticipated pathogens in bacterial infections associated with
aspiration. |
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| ANAEROBIC
BACTERIAL INFECTIONS |
The frequency of infection that
involves anaerobes among patients with CAP is not known, because
the methods required to obtain uncontaminated specimens that
are valid for anaerobic culture are rarely used. The usual specimens
are transtracheal aspirates, pleural fluid, transthoracic needle
aspirates, and uncontaminated specimens from metastatic sites
[89, 127, 128]; a limited experience suggests that quantitative
cultures of protected-brush or BAL specimens collected at bronchoscopy
may be acceptable [89, 102, 103, 127]. Anaerobic and microaerophilic
bacteria are the most common etiologic agents of lung abscess
and aspiration pneumonia and are relatively common isolates
in empyema [126]. Characteristically, many bacterial species
are isolated from infected tissues. Patients with anaerobic
bacterial infection may also present with pneumonitis that is
indistinguishable from other common forms of bacterial pneumonia
on the basis of clinical features [129].
Clinical clues to this diagnosis include a predisposition to
aspiration, infection of the gingival crevice (gingivitis),
putrid discharge, necrosis of tissue with abscess formation
or a bronchopulmonary fistula, infection complicating airway
obstruction, chronic course, and infection in a dependent pulmonary
segment [126]. Anaerobes may also account for a substantial
number of cases of CAP that do not have these characteristic
features [102, 126, 130]. With regard to therapy, the only comparative
therapeutic trials for anaerobic lung infections have been with
lung abscess, and these show clindamycin to be superior to iv
penicillin [130, 131]. Using metronidazole alsone as antimicrobial
therapy is associated with a high failure rate, presumably because
of the role played by facultative and microaerophilic streptococci.
Amoxicillin-clavulanate (A-I) also appears to be effective [132].
Antibiotics that are virtually always active against anaerobes
in vitro include imipenem, meropenem, metronidazole, chloramphenicol,
and any combination of a -lactam / -lactamase inhibitor. Moxifloxacin,
gatifloxacin, and trovafloxacin also have good in vitro activity
against most anaerobes. Macrolides, cephalosporins, and doxycycline
have variable activity. TMP-SMZ and aminoglycosides are not
active against most anaerobes.
The IDSA panel recommends clindamycin, a -lactam / -lactamase
inhibitor, imipenem, and meropenem as preferred drugs for treating
pulmonary infections when anaerobic bacteria are established
or suspected as the cause (B-I). |
|
|
| C.
PNEUMONIAE PNEUMONIA |
Although prevalence varies from year to year and within geographic
settings, C. pneumoniae causes 5% 15% of cases of CAP [8, 39,
40, 133 135]; the majority of cases of pneumonia are relatively
mild and associated with low mortality [133, 134]. C. pneumoniae
pneumonia may present with sore throat, hoarseness, and headache
as important nonpneumonic symptoms; other findings include sinusitis,
reactive airways disease, and empyema. Reinfection is common,
and hospitalization due to pneumonia caused by C. pneumoniae
usually occurs for older patients who have reinfection, in which
comorbidities undoubtedly play a significant role in the clinical
course. When C. pneumoniae is found in association with other
pathogens, particularly S. pneumoniae, the associated pathogen
appears to determine the clinical course of the pneumonia [133].
Infection can be suspected with culture of C. pneumoniae, DNA
detection and PCR, and serology (most specifically by microimmunofluorescent
antibodies) [66, 96, 133 135]. However, cell culture is not
routinely available except in research laboratories; in addition,
PCR technology is not standardized, reagents for PCR are not
FDA cleared, and serology is problematic because of nonspecificity
[66, 136]. The preferred diagnostic finding is documentation
of a 4-fold increase in titer from acute to convalescent specimens,
with supporting evidence by PCR or culture. Accordingly, most
laboratories cannot confirm a diagnosis of C. pneumoniae pneumonia
in a timely fashion, so treatment must be empirical (A-II).
For therapy, the IDSA panel recommends a macrolide, doxycycline,
or a fluoroquinolone (B-II) [134, 137].
|
|
|
| LEGIONNAIRES'
DISEASE |
Legionella is implicated in
2% 6% of CAP cases in most hospital-based series; some groups
report higher rates that presumably reflect local epidemiology
and/or more sensitive laboratory techniques [8, 39 41, 138].
Risk is related to exposure, increasing age, smoking, and compromised
cell-mediated immunity such as in transplant recipients [46].
Although rare in immunocompetent adults aged <30 years, Legionella
can be a major cause of lethal pneumonia, with mortality rates
of 5% 25% among immunocompetent hosts and substantially higher
rates among immunosuppressed hosts [46, 138]. Tests commonly
cost $50 $100 each, so routine use for hospitalized patients
is not usually advocated (table 9). Major indications for testing
include severe illness in adults requiring admission to the
ICU, pneumonia in hospitalized patients with no other likely
etiology (i.e., negative Gram stain), pneumonia in compromised
hosts, evidence suggesting Legionella is endemic or epidemic
in the area, lack of response to -lactam antibiotics, or clinical
features that suggest Legionella as the cause (C-III) [99].
Epidemiological risk factors for legionnaires' disease include
recent travel with an overnight stay outside the home, recent
changes in domestic plumbing, renal or hepatic failure, diabetes,
and systemic malignancy [46]. Some authorities feel that the
following constellation of clinical features suggests this diagnosis:
high fever, hyponatremia, CNS manifestations, lactate dehydrogenase
levels >700 units/mL, or severe disease [138]. Methods of
laboratory detection include culture, serology, DFA staining,
urinary antigen assay, and PCR. DFA stains require substantial
expertise for interpretation, and selection of reagents is critical.
PCR is expensive, and there are no FDA-cleared reagents. Tests
recommended by the IDSA panel are urinary antigen assay for
L. pneumophila serogroup 1, which is not technically demanding
and reliably and rapidly detects up to 70% of cases of legionnaires'
disease, and culture on selective media, which detects all strains
but is technically demanding [46, 139] (B-II).
Historically, the preferred therapeutic agent has been erythromycin,
usually in a total daily dose of 2 4 g iv, with or without rifampin
(600 mg po q.d.); erythromycin (500 mg po q.i.d., to complete
2 3 weeks of treatment) can be substituted after there has been
clinical response. Many authorities now consider azithromycin
or a fluoroquinolone to be preferred for severe disease. This
preference is based on results superior to those with erythromycin
in animal models and, in addition, on poor tolerance of erythromycin
[46, 140, 141]. FDA-approved drugs for administration against
Legionella are erythromycin, azithromycin, ciprofloxacin, ofloxacin,
levofloxacin, trovafloxacin, and gatifloxacin. A delay in therapy
is associated with increased mortality [142]. The IDSA panel
considers doxycycline, azithromycin, ofloxacin, ciprofloxacin,
and levofloxacin to be preferred for legionnaires' disease,
on the basis of available data (B-II). These drugs are available
for oral and parenteral administration. The duration of treatment
should be 10 21 days, although less for azithromycin because
of its long half-life.
|
|
|
| HPS
|
HPS is a frequently lethal systemic
disease of previously healthy young adults that was originally
recognized in May 1993. At least 5 viruses have been implicated
[143 145]. The most common in the United States is Sin Nombre
virus, which is carried by the deer mouse. Cases of HPS have
been reported in nearly every region of the United States, but
most cases have been found in the Four Corners area: New Mexico,
Arizona, Utah, and Colorado [146]. The median age of patients
for the first 100 United States cases was 35 years, and the
overall case fatality rate was 52% [147]. Common features of
the prodromal phase include fever, chills, myalgias, headache,
nausea, vomiting, and/or diarrhea. A cough is common but is
not a prominent early feature. Initial symptoms resemble those
of other common viral infections.
Characteristic features often become evident after the 3 6 day
prodrome and include characteristic laboratory changes, chest
radiographic evidence of capillary leakage (adult respiratory
distress syndrome [ARDS]), and oxygen desaturation. Other, more
common causes of ARDS for consideration are chronic pulmonary
disease, malignancy, trauma, burns, and surgery. Among lethal
cases of HPS, the median time of death is 5 days after onset
of the disease. Typical laboratory findings include hemoconcentration,
thrombocytopenia, leukocytosis with a left shift, and circulating
immunoblasts. Additional laboratory findings include an elevated
serum lactate dehydrogenase level, arterial partial pressure
of oxygen <90 mm Hg, and increased serum lactate level.
The diagnosis is established by detection of hantavirus-specific
IgM, increasing titers of hantavirus-specific IgG, hantavirus-specific
RNA (by PCR) in clinical specimens, or hantavirus antigen (by
immunohistochemistry) [139, 147]. These laboratory tests should
be performed or confirmed at a reference laboratory. Treatment
consists of supportive care that often requires intubation and
mechanical ventilation with positive end-expiratory pressure.
These patients also require hemodynamic support. Ribavirin inhibits
Sin Nombre virus in vitro, but the initial clinical experience
has been disappointing. A controlled trial is ongoing.
|
|
|
| M.
PNEUMONIAE PNEUMONIA |
M. pneumoniae is a common cause of respiratory tract infections,
primarily in those aged 5 9 years and in young adults. This
organism causes a small percentage of cases of CAP requiring
hospitalization [2, 8, 39 40, 47, 48]. The incubation period
is 2 4 weeks, so epidemics in closed populations evolve slowly.
The most common presentation is tracheobronchitis; 3% of patients
who are acutely infected with Mycoplasma have pneumonia demonstrable
by chest radiography. Common symptoms with pneumonia include
a prodromal period with fever, chills, headache, and sore throat,
followed by a cough that is dry or produces mucoid sputum [47,
148]. The cough is frequently most severe at night and may persist
for 3 4 weeks. A possible clue to this diagnosis is a history
of contact with a person with a similar condition, characterized
by a long incubation period. Extrapulmonary manifestations may
include cold hemagglutination and hemolytic anemia; nausea;
vomiting; and, rarely, myocarditis, skin rash, and, diverse
neurological syndromes.
Laboratory tests to confirm infection due to M. pneumoniae include
culture, serology, and PCR [48, 66, 94, 95]. Fastidious growth
requirements and long incubation periods limit utility of culture,
and most laboratories do not offer this test. IgM and IgG antibody
values become elevated in most cases, but the response is often
delayed, so the utility of these tests for early detection is
limited, and reported results are variable [94, 95]. Some authorities
consider PCR to be particularly promising [66, 94]. Current
problems with amplification techniques include great variability
due to differences in methods of sample collection, sample preparation,
and amplification procedures; there are also no FDA-cleared
reagents for PCR for detection of Mycoplasma.
Cold agglutinin titers 1 : 64 support this diagnosis, and the
cold agglutinin response correlates with the severity of pulmonary
symptoms, but the test lacks both sensitivity and specificity.
It is suggested that a single CF antibody titer 1 : 64, combined
with a cold agglutinin titer 1 : 64, supports this diagnosis
[47, 48]. The antibody response usually develops at 7 10 days
after the onset of symptoms and shows peak levels at 3 weeks.
Changes on chest radiography are nonspecific. Most common is
a unilateral infiltrate, but one-third of patients have bilateral
changes. The IDSA panel concludes that no available diagnostic
test reliably and rapidly detects M. pneumoniae. Thus, therapy
must usually be empirical (B-II).
The panel recommends treatment with tetracycline or a macrolide
for most cases; an alternative is a fluoroquinolone (B-III).
Treatment should be given for 2 3 weeks to reduce the risk of
relapse. The role of antibiotic therapy for extrapulmonary manifestations
is not established. |
|
|
| P.
CARINII PNEUMONIA (PCP |
PCP is not included in the guidelines for management of CAP
in the immunocompetent host because it is seen exclusively in
patients with defective cell-mediated immunity. Nevertheless,
this is a relatively common and important form of pneumonia,
especially in patients with HIV infection who may still be unaware
of the underlying infection. One study of 385 consecutive hospitalizations
for CAP in an urban hospital in 1991 showed that 46% of patients
had HIV infection, and 19% of these patients were unaware of
their HIV status at the time of admission [40]. The point to
emphasize is that PCP is the most common initial AIDS-defining
diagnosis and should be suspected in selected patients, even
in the absence of known immunodeficiency.
Characteristic clinical features of PCP include nonproductive
cough, fever, and dyspnea that evolve over a period of weeks.
The average patient has had pulmonary symptoms for 4 weeks at
the time of initial presentation; this relatively slow tempo
of disease distinguishes PCP in patients with AIDS from common
forms of bacterial pneumonia. The usual associated laboratory
features include lymphopenia (total lymphocyte count, <1000
cells/mL), CD4 lymphopenia (<200 cells/mL in >95% of patients),
arterial hypoxemia, and chest radiographic evidence of bilateral
interstitial infiltrates with a highly characteristic "ground
glass" appearance. Up to 30% of patients have negative
chest radiographs, which makes this illness the only relatively
common form of pneumonia associated with false-negative chest
radiographs [149]. The diagnostic yield with induced sputum
averages 60% but varies greatly, depending on quality control
[150]. The yield with bronchoscopy exceeds 95%.
The disease is uniformly fatal if not treated. TMP-SMZ, dapsone-trimethoprim,
and clindamycin-primaquine appear to be equally effective for
treating patients who have moderately severe disease [151].
No currently recommended therapy for CAP is probably effective
for PCP. The mortality rate among treated patients who are hospitalized
is usually reported to be 15% 20%. |
|
|
| INFLUENZA
|
Influenza is clearly the most common serious viral airway infection
of adults in terms of morbidity and mortality. Seasonal epidemics
in the United States are commonly associated with 20,000 deaths
that are ascribed to this infection and its complications, primarily
bacterial superinfections. The great pandemics of influenza
in the past century were of "Spanish flu," which in
1918 was responsible for >20 million deaths worldwide, Asian
influenza (1957), and Hong Kong influenza (1968) [152]. The
great majority of deaths in annual influenza epidemics are of
patients who are aged >65 years, and a disproportionate number
are of residents of chronic care facilities. The most common
cause of bacterial superinfection is S. pneumoniae; in an era
when S. aureus was the principal cause of hospital-acquired
infection, this organism was prevalent [153].
Rapid identification tests are available and can lead to an
etiologic diagnosis in 15 20 min with a sensitivity of 70% 90%
[100]. A diagnosis can often be made with comparable sensitivity
on the basis of typical symptoms in nonvaccinated patients during
an influenza epidemic. In general, influenza A is more severe
and shows greater antigenic heterogeneity than does influenza
B. Amantadine or rimantadine appears to reduce the duration
and severity of symptoms in patients with influenza A, but these
drugs have no activity against influenza B [154]. Zanamivir
[155 157] and oseltamivir [158] are active against influenza
A and B viruses. The relative efficacy of these neuraminidase
inhibitors versus that of amantadine and rimantadine for treating
or preventing influenza A is unknown [158]. Clinical trials
to date show that all 4 drugs reduce the duration of fever by
1 1.5 days when given within 48 h of the onset of symptoms.
All 4 antimicrobial agents are also effective in influenza prevention,
but the most effective prophylaxis is with annual administration
of vaccine, which has been shown to have efficacy of >60%
for preventing transmission in 10 of the last 11 influenza seasons.
Efficacy for prevention is reduced in elderly residents of chronic
care facilities, but effectiveness in preventing mortality is
often reported to be 70% 80% in this latter population, depending,
to some extent, on the match between the epidemic strain and
the constituents of the vaccine [159]. A provocative report
suggests that vaccination of health care providers in chronic
care facilities is as important, or more important, than vaccination
of the patients [160]. Another report showed an 88% rate of
vaccine efficacy and reduced absence for respiratory illness
among hospital-based health care workers [161]. These data emphasize
the importance of vaccine strategies that target the populations
at greatest risk, including persons aged 65 years, patients
with cardiopulmonary disease, and residents of nursing homes
and their care providers (A-I). |
|
|
| EMPYEMA
|
The traditional definition of pleural empyema is pus in the
pleural space. More recent investigators have used pleural fluid
analyses; a pleural effusion with a pH <7.2 usually indicates
a need for drainage [162]. This complication occurs in 1% 2%
of all cases of CAP and in up to 5% 7% of hospitalized patients
with CAP [163, 164]. The incidence of empyema has decreased
substantially from the preantibiotic era, when S. pneumoniae
accounted for about two-thirds of cases, and the bacteriology
also has changed. A meta-analysis of 1289 cases of empyema reported
during 1970 1995 shows that S. pneumoniae now is isolated in
only 5% 10% of cases; the majority involve anaerobic bacteria,
S. aureus, and/or gram-negative bacilli [165]. Many are mixed
infections. It is uncertain in how many culture-negative cases
are caused by pneumococci that were eradicated by prior antibiotic
treatment.
Most studies of CAP show that up to 57% of patients have pleural
effusions identified by routine chest radiography [166]. Empyema
is infrequent in these patients, but it is important to recognize
because of its implications regarding the need for adequate
drainage as a critical component of effective management. Some
authorities recommend thoracentesis for any parapneumonic effusion
that measures >10 mm on a lateral decubitus radiograph [166].
Standard tests to be performed on pleural fluid include appropriate
stains and culture for aerobic and anaerobic bacteria, as well
as measurement of pH, lactic dehydrogenase concentration, and
leukocyte and differential counts. Particularly important is
the pH determination, for which the fluid must be obtained anaerobically,
placed on ice, and transported immediately to the laboratory.
Drainage is required when there is pus in the pleural space,
a positive Gram stain or culture, or a pH <7.2. Neither the
lactic dehydrogenase level nor the glucose level is as sensitive
as pH for this prediction.
The drainage may be done with a chest tube, image-guided catheters,
thoracoscopy, or thoracotomy. The relative merits and indications
for use of image-guided chest tubes, catheters with thrombolytics,
and thoracoscopic or thoracotomy decortication are not well
defined.
|
|
|
| AB
|
AB is one of the most common yet least understood (and overtreated)
problems seen in an outpatient setting. Bronchitis ranks among
the most common conditions seen in an outpatient setting, accounting
for 42% of all primary diagnoses assigned for patients with
cough (compared with 5% for pneumonia) [167]. Because clinical
manifestations of AB may be similar to those of pneumonia, distinguishing
between these conditions by chest radiography is paramount to
optimizing therapy.
AB is generally used to describe a transient (usually <15
days' duration) respiratory illness that occurs among patients
without chronic lung inflammatory conditions and is characterized
by cough (with or without sputum, fever, and/or substernal discomfort)
and in the absence of radiographic findings of pneumonia. However,
there is no clear consensus on the definition of AB. The lack
of a standardized case definition of AB or established value
of microbiological studies and the high rate of spontaneous
resolution interfere with the establishment of a firm diagnosis
and rational implementation of appropriate treatment [52, 168].
The differential diagnosis of cough requires consideration of
both infectious and noninfectious etiologies. Among noninfectious
causes are smoking, asthma, postnasal drip syndrome, angiotensin-converting
enzyme inhibitors, and pollutants. Cough due to infection includes
a spectrum of conditions, such as nasopharyngeal infection (common
cold), AB, chronic bronchitis, sinusitis, and pneumonia. A better
understanding that cough (even with sputum or if prolonged)
is an expected part of uncomplicated viral respiratory infection
and not necessarily indicative of bacterial infection should
help practitioners and patients avoid unnecessary antimicrobial
use [169, 170]. Approximately 40% of persons experimentally
infected with rhinovirus experience cough as a prominent symptom.
The cough persists longer than other symptoms; in fact, after
14 days, 20% of such patients still have cough [170]. Auscultatory
findings are nonspecific and are often normal, but variable
findings, such as localized rales, wheezing, and prolonged expiratory
phase, may be noted, especially in patients with reactive airway
disease.
Distinguishing AB from nonserious pneumonia has important therapeutic
and prognostic implications. Published studies of pneumonia
indicate that no combination of clinical findings can reliably
define the presence of pneumonia [171]. Although the absence
of any vital sign abnormality or any abnormalities on chest
auscultation substantially reduces the likelihood of pneumonia,
this constellation of findings does not rule out this illness.
Therefore, the only standard criterion to differentiate these
conditions is chest radiography.
The syndrome of AB is most often associated with respiratory
viruses for which antibacterial therapy is unwarranted [51,
52, 172, 173]. However, no well-controlled studies that use
modern diagnostic methods have been performed recently that
would enable systematic evaluation of the role of respiratory
pathogens. The most common viruses identified have been the
common cold viruses, rhinovirus and coronavirus; others include
influenza virus, adenovirus, parainfluenza virus, and RSV. A
small proportion of cases are of nonviral etiology. M. pneumoniae,
C. pneumoniae, and Bordetella pertussis have been linked to
AB [174]. There is little evidence that S. pneumoniae or H.
influenzae has an important role in the etiology of AB in adults
with community-acquired infections in the absence of chronic
obstructive lung disease, airway violation (e.g., tracheostomy),
immunosuppression (e.g., AIDS), or serious associated disease,
such as cystic fibrosis. For persons with acute exacerbation
of chronic obstructive pulmonary disease, semiquantitative analysis
of sputum by microscopic examination and culture suggest that
H. influenzae and S. pneumoniae may be in greater concentrations
than in the absence of exacerbation [175]. The data, however,
are inconsistent [176], and most exacerbations appear to be
due to factors other than bacterial infection.
The value of antibacterial agents in the treatment of immunocompetent
patients with AB has not been confirmed, and the use of these
agents is not recommended. Several controlled trials suggest
that antibiotics for the majority of patients with cough due
to AB are of no measurable benefit [51, 52, 166, 177 179]. Conflicting
results of clinical trials may be explained by variations in
methodology and patient type (including patients with acute
exacerbations of chronic bronchitis). In contrast, some studies
have demonstrated bronchodilators (e.g., albuterol) to be more
effective than antibiotics for the relief of symptoms [177,
178].
Despite information that antibiotics are generally not indicated
for AB, studies indicate that primary care providers use them
in the majority of cases [55]. This overuse of antibiotics increases
the pressure that leads to antimicrobial resistance. Several
reasons are given to justify use of antibiotics in AB: (1) patients'
expectations; (2) the possible benefit of preventing secondary
bacterial infection; and (3) the possibility of treatable causes
(i.e., infections with Mycoplasma or Chlamydia). It must be
remembered that there are no data showing that treatment against
these organisms has a favorable effect in bronchitis. In addition,
a recent study found that patients' satisfaction did not depend
on receipt of an antibiotic prescription, as long as physicians
explained the rationale for management [180], and another study
showed that antibiotic abuse in cases of AB was reduced when
both physicians and patients were warned of the consequences
of this practice [52].
Numerous studies support this recommendation, including a meta-analysis
that showed only a slight benefit was gained with antibiotic
therapy. The authors concluded that the disadvantages of antibiotics
outweigh this modest benefit [181]. Until cost-effective, accurate,
and rapid diagnostic tests (i.e., PCR of throat swab specimens)
are available to confirm causes such as Mycoplasma or Chlamydia,
the IDSA panel recommends reserving antibiotic therapy (i.e.,
with macrolides or tetracyclines) for patients with severe or
persistent disease (e.g., >14 days' duration) [164] and then
only if there is a reasonable likelihood of pertussis [182].
(The rationale for antibiotic treatment late in the course of
pertussis is to reduce transmission.)
The IDSA panel agrees with others in encouraging all physicians
to identify methods to decrease unnecessary antimicrobial use
for AB by improving their clinical approach or by communicating
with patients concerning the lack of benefit, possible side
effects, and development of resistance associated with such
therapy [52, 166]. The practice of withholding antibiotics to
most patients with cough illness is supported by the literature
and is not associated with an increase in office visits [52].
The cost of follow-up visits for those patients whose conditions
do not improve over a few days should be balanced against the
high likelihood of spontaneous resolution and the risk to the
patients and the community of unnecessary antibiotic use [165].
An exception to this admonition is consideration of an anti-influenza
agent administered within 48 h of the onset of symptoms. |
|
|
| PNEUMONIA
IN THE CONTEXT OF BIOTERRORISM |
There is increasing appreciation of the potential for bioterrorism,
either from dissidents or from foreign countries. The relevance
of this to pneumonia guidelines is based on the observation
that several microbes that could be used as weapons would be
expressed as pneumonia. A number of microbes could be disseminated
as biological weapons by aerosol as an invisible, odorless,
tasteless inoculum that could afflict as many as thousands of
patients after an incubation period of days to weeks. In this
setting, the etiologic agents most likely to cause severe pulmonary
infection are Bacillus anthracis, Yersinia pestis, and F. tularensis
[183, 184] (table 13). Recognition of these conditions would
be by medical practitioners, and it is critical to implement
appropriate strategies to establish the diagnosis, treat afflicted
patients, and provide preventive treatment to those exposed.
Thus, the "first responders" for bioterrorism are
expected to be physicians in office practice, emergency rooms,
ICUs, and in the discipline of infectious diseases. It should
be acknowledged that national planning for a civilian medical
and public health response is only now being initiated.
|
|
|
Table 13. Biological warfare
agents that would cause pulmonary disease. |
B. anthracis, the cause of inhalational anthrax, is one of the
organisms that could be used for biological terrorism that causes
the most concern because of the environmental stability of its
spores, the small inoculum necessary to produce fulminant infection,
and the high associated mortality rate. The incubation period
is quite variable most cases present in the first several days
after exposure, but the incubation period can be 6 weeks [186].
The initial symptoms are nonspecific, with fever, malaise, chest
pain, and a nonproductive cough. This may be followed by brief
improvement and then severe respiratory distress, shock, and
death.
This is not a true pneumonia; chest radiographs most often show
a highly characteristic widened mediastinum without parenchymal
infiltrates. The diagnosis is established with positive blood
cultures that may be initially dismissed as having a "Bacillus
contaminant," unless there are multiple such "contaminants"
in a single facility; sputum cultures are negative. The mortality
rate without treatment is >95%. In fact, the mortality rate
remains >80% if treatment is not initiated before the development
of clinical symptoms [187]. Administration of iv penicillin
in high doses has historically been considered the preferred
therapy, but reports of engineered resistance have been published.
Thus, empirical treatment before sensitivity tests of the responsible
strain should be oral or iv ciprofloxacin, with doxycycline
or penicillin as an alternative.
Sensitivity tests for initial cases may be used to dictate antibiotic
choices for subsequent patients. Treatment should be continued
for 60 days because of the potential problem of prolonged incubation,
with delayed but equally lethal disease. Since no human-to-human
transmission occurs, standard isolation precautions are appropriate.
Particularly important will be prophylaxis for those who are
in the region of exposure; determining the population at risk
will require emergent assessment by public health officials.
The preferred regimens are ciprofloxacin (500 mg po b.i.d.),
doxycycline (100 mg po b.i.d.), or amoxicillin (500 mg po q8h),
depending on susceptibility of the epidemic strain. Prophylaxis
should be continued for 60 days. Ciprofloxacin and doxycycline
are advocated, because they are highly active in vitro and have
established efficacy in the animal model [186]. Other fluoroquinolones
are probably equally effective. These factors are emphasized
because of the possibility that regional supplies may be limited
with large-scale exposures.
F. tularensis causes <200 infections per year in the United
States but caused hundreds of thousands of infections in Europe
in World War II. Its potential as a biological weapon was substantiated
by extensive studies performed by the US biological weapons
program in the 1960s. There are multiple forms of disease, but
the most common following aerosol exposure is "typhoidal"
or "pneumonic" tularemia. The average incubation period
is 3 5 days (table 13). Symptoms are nonspecific and include
fever, malaise, and nonproductive cough. Chest radiographs show
evidence of pneumonia with or without mediastinal adenopathy.
If tularemia is suspected, the organism may be cultured from
blood, sputum, or pharyngeal exudates, but only with difficulty.
Culture media that contains cysteine or other sulfhydryl compounds
should be used.
This organism represents a hazard to laboratory personnel, and
culture should be attempted only in a BL-3 laboratory. The usual
method for diagnosis is serology, which is positive in the second
week of disease in 50% 70% of cases. Standard treatment is with
streptomycin or gentamicin; tetracycline and chloramphenicol
are also effective but are associated with higher rates of relapse.
Tetracycline has been used effectively as postexposure prophylaxis.
There is minimal risk of person-to-person spread. The recommendation
for prophylaxis for exposed persons is administration of tetracycline
or doxycycline for 2 weeks.
Y. pestis is also a potential biological weapon of great concern
because of it has a fulminant course of infection, causes death
in the absence of antibiotic treatment, and can be spread from
person to person. Clinical features of pneumonia plague include
high fever, chills, headache, cough, bloody sputum, leukocytosis,
and radiographic changes that show bilateral pneumonia, with
rapid progression to septic shock and death (table 13). The
acutely swollen, tender lymph node or bubo that is highly characteristic
of bubonic plague is unlikely to be present. The diagnosis is
established with culture of sputum or blood; sputum Gram stain
shows typical safety-pin, bipolar-staining gram-negative coccobacilli.
Health care workers are at risk for aerosol exposure, so respiratory
precautions should be taken until patients have had 48 h of
therapy. The standard treatment for plague pneumonia is administration
of streptomycin or gentamicin in standard doses for 10 days
[187]. Alternatives for the mass-casualty setting are tetracyclines
or fluoroquinolones given orally for 10 days. Administration
of tetracyclines or fluoroquinolones for 7 days is the preferred
prophylaxis when face-to-face contact has occurred or exposure
is suspected. The licensed plague vaccine has not been found
to protect against or ameliorate pneumonic plague and has no
role in this setting.
|
|
|
| MANAGEMENT
|
|
Management recommendations within this document are restricted
to immunocompetent adults with acute CAP and are stratified
on the basis of whether patients are treated as outpatients
or are hospitalized (figure 2). Emphasis is accorded to the
following:
- 1. Rational use of the microbiology laboratory: patients
who are candidates for hospitalization with acute pneumonia
should have blood cultures performed and an expectorated
sputum specimen collected (in the presence of the physician
whenever possible) before antimicrobial administration,
unless these procedures would substantially delay initiation
of treatment (B-II). Consensus is lacking as to the need
for microbiological diagnosis for outpatients, although
preparation of an air-dried, heat-fixed slide of sputum
(obtained before antimicrobial treatment for subsequent
Gram staining) is desirable. Investigation for selected
microbial pathogens, such as Legionella and Mycobacterium,
will depend on clinical features.
|
|
|
Figure 2. Procedures for
diagnosis and for outpatient and hospital-centered management
of community-acquired pneumonia in adults. |
|
- Pathogen-directed antimicrobial therapy: an attempt should
be made to achieve pathogen-directed antimicrobial therapy
for hospitalized patients (C-III; table 14). This decision
should be made when relevant information becomes available,
and its strength is greatest in cases when an established
etiologic agent has been identified, according to criteria
described above. Empirical selection of antimicrobial agents,
when necessary, should be directed against the pathogens
that are most common and treatable, according to the setting
(table 15). Antibiotic regimens selected empirically should
be changed when results of culture and in vitro sensitivity
tests become available, on the assumption that clinical
and microbiological correlations support this tactic
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1. Table Pathogen-directed antimicrobial therapy for
community-acquired pneumonia
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2. Table Empirical selection
of antimicrobial agents for treating patients with community-acquired
pneumonia. |
|
- Prompt antimicrobial treatment: antimicrobial treatment
should be initiated promptly after the diagnosis of pneumonia
is established with radiography and after Gram stain results
are available to facilitate antimicrobial selection. For
patients requiring hospitalization for acute pneumonia,
it is important to initiate therapy in a timely fashion;
an analysis of 14,000 patients showed that a >8-h delay
from the time of admission to initiation of antibiotic therapy
was associated with an increase in mortality (B-II) [188].
Antibiotic treatment should not be withheld from acutely
ill patients because of delays in obtaining appropriate
specimens or the results of Gram stains and cultures.
- 5. Decisions regarding hospitalization based on prognostic
criteria, as summarized in table 4 (A-I): in addition, this
decision will be influenced by other factors, such as the
availability of home support, probability of compliance,
and availability of alternative settings for supervised
care. Many patients with CAP are hospitalized for a concurrent
disease process. Studies show that 25% 50% of admissions
for CAP are for these other considerations, which extend
beyond those listed as admission criteria in table 4 [10,
36].
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| |
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| MANAGEMENT
OF PATIENTS WHO DO NOT REQUIRE HOSPITALIZATION |
Diagnostic studies. The diagnosis of pneumonia requires the
demonstration of an infiltrate on chest radiography. Posteroanterior
and lateral chest radiography is recommended when pneumonia
is suspected (A-II), although obtaining these radiographs may
not always be practical. Additional diagnostic studies for patients
who are candidates for hospitalization are summarized in table
5 (B-II). For patients who are not seriously ill and do not
require hospitalization, it is desirable to perform a sputum
Gram stain, with or without culture. A complete blood cell count
with differential is sometimes useful to assess the illness
further, in terms of detecting the severity of the infection,
presence of associated conditions, and chronicity of infection.
Pathogen-directed therapy. Treatment options are obviously simplified
if the etiologic agent is established or strongly suspected.
Antibiotic decisions based on microbial pathogens are summarized
in table 14 (C-III).
Empirical antibiotic decisions. The selection of antibiotics
in the absence of an etiologic diagnosis (when Gram stains and
cultures are not diagnostic) is based on multiple variables,
including severity of the illness, the patient's age, antimicrobial
intolerance or side effects, clinical features, comorbidities,
concomitant medications, exposures, and epidemiological setting
(B-II) (tables 7 and 15).
Preferred antimicrobials. The antimicrobial agents preferred
for most patients are (in no special order) a macrolide (erythromycin,
clarithromycin, or azithromycin; clarithromycin or azithromycin
is preferred if H. influenzae is suspected), doxycycline, or
a fluoroquinolone (levofloxacin, moxifloxacin, gatifloxacin,
or another fluoroquinolone with enhanced activity against S.
pneumoniae).
Alternative options. Amoxicillin-clavulanate and some second-generation
cephalosporins (cefuroxime, cefpodoxime, and cefprozil) are
appropriate for infections ascribed to S. pneumoniae or H. influenzae.
These agents are not active against atypical agents. Some authorities
prefer macrolides or doxycycline for patients aged <50 years
who have no comorbidities and fluoroquinolones for patients
who are aged >50 years or have comorbidities.
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| MANAGEMENT
OF PATIENTS WHO ARE HOSPITALIZED |
Diagnostic studies. Diagnostic studies recommended for hospitalized
patients are summarized in table 5 (B-II). Patients hospitalized
for acute pneumonia should have blood cultures performed, preferably
of specimens obtained from separate sites 10 min apart and before
antibiotic administration (B-II). A deep-cough expectorated
sputum sample procured by a nurse or physician should be obtained
before antibiotic administration (B-II). This sample should
be transported to the laboratory for Gram staining and culture
within 2 h of collection. Testing for Legionella species, M.
tuberculosis, and other pathogens should be requested when indicated.
Antimicrobial treatment should be initiated promptly and should
not be delayed by an attempt to obtain pretreatment specimens
for microbiological studies from acutely ill patients (B-III).
Induced sputum samples have established value for detection
of P. carinii and M. tuberculosis, and their use generally should
be limited to cases with these diagnostic considerations (A-I).
Bronchoscopy or bronchoscopy with quantitative bacteriology
and other invasive diagnostic techniques should be reserved
for selected cases (B-III), such as pneumonia in an immunosuppressed
host, suspected tuberculosis in the absence of a productive
cough, chronic pneumonia, pneumonia with suspected neoplasm
or foreign body, suspected PCP, or conditions that require a
lung biopsy (B-II).
Empirical therapy. Recommendations for empirical treatment of
hospitalized patients are different in these guidelines than
in the 1998 version [4]. A regimen of treatment with a -lactam
plus a macrolide or monotherapy with a fluoroquinolone is preferred.
The rationale for recommending these regimens is based on studies
showing that these regimens were associated with a significant
reduction in mortality, compared with that associated with administration
of cephalosporin alone [189]. Another study supports this observation
[190]. Caution is necessary in the interpretation of these studies,
since they may reflect temporal or geographic differences. These
studies did not have a sufficient number of patients treated
only with macrolides to justify conclusions about that category,
although recent studies suggest azithromycin monotherapy is
equivalent to a -lactam or a -lactam plus erythromycin. The
recommendation of combination treatment for patients hospitalized
in the ICU is based on limited data supporting monotherapy with
macrolides or fluoroquinolones for patients who are critically
ill with pneumococcal pneumonia.
Recommendations for treating CAP that is sufficiently severe
to require hospitalization in the ICU are the use of a -lactam
combined with a fluoroquinolone or a -lactam combined with a
macrolide. The goal is to provide optimal therapy for the 2
most commonly identified causes of lethal pneumonia, S. pneumoniae
and Legionella. Fluoroquinolones alone are not recommended,
because most therapeutic trials for these antimicrobial agents
(and for macrolides) exclude seriously ill patients; thus, rigorously
collected clinical data concerning seriously ill patients are
limited.
Preferred antimicrobials. The antimicrobial agents preferred
for most patients are as follows (in no special order): in general
medical wards, cefotaxime or ceftriaxone plus a macrolide (azithromycin,
clarithromycin, or erythromycin) or a fluoroquinolone alone
(levofloxacin, gatifloxacin, moxifloxacin, trovafloxacin, or
another fluoroquinolone with enhanced activity against S. pneumoniae;
fluoroquinolones with in vitro activity against most clinically
significant anaerobic pulmonary pathogens include trovafloxacin,
moxifloxacin, and gatifloxacin); and, in ICUs, a -lactam (cefotaxime,
ceftriaxone, ampicillin-sulbactam, or piperacillin-tazobactam)
plus either a macrolide or a fluoroquinolone.
Special considerations. For structural disease of the lung,
such as bronchiectasis or cystic fibrosis, consider use of a
regimen that will be active against Pseudonomas aeruginosa.
For -lactam allergy, consider a regimen of fluoroquinolone with
or without clindamycin. For suspected aspiration, consider a
fluoroquinolone with or without a -lactam / -lactamase inhibitor
(ampicillin-sulbactam or piperacillin-tazobactam), metronidazole,
or clindamycin (some fluoroquinolones have good in vitro activity
against anaerobes and may not require combination with a second
antimicrobial agent [see note about fluoroquinolones in previous
paragraph]). |
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| ANTIBIOTIC
CONSIDERATIONS |
Antibiotics are the mainstay of treatment for pneumonia. Guidelines
for their selection, summarized in tables 14 (B-II) and 15 (B-II),
are based largely on clinical experience and/or in vitro activity.
Treatment options are simplified if an etiologic diagnosis is
established or highly suspect on the basis of results of rapid
tests, such as Gram staining or use of other special stains,
antigen detection, or amplification techniques (table 14). The
selection of antimicrobial agents is based on multiple variables,
including severity of illness, the patient's age, ability to
tolerate side effects, clinical features, comorbidity, prior
exposure, epidemiological setting, and cost (table 7), as well
as the prevalence of drug resistance among respiratory tract
pathogens. Suggested regimens for consideration for empirical
administration to patients hospitalized for acute pneumonia
are summarized in table 15, with a distinction between regimens
for general use and regimens for patients who require treatment
in the ICU (B-II). The following discussion reviews salient
issues.
-Lactams and related agents. All -lactams exert their antibacterial
effects by interfering with synthesis of the peptidoglycan component
of the bacterial cell wall. The -lactams are inactive against
M. pneumoniae and C. pneumoniae, and are ineffective in the
treatment of Legionella. The antibacterial spectrum of the penicillins
varies from narrow-spectrum agents with activity largely limited
to gram-positive cocci (penicillin G, penicillin V, and oxacillin)
to expanded-spectrum agents with activity against many gram-negative
bacilli (piperacillin, ticarcillin, and mezlocillin). Parenteral
penicillin G, parenteral cefotaxime, parenteral ceftriaxone,
and oral amoxicillin are generally viewed as the -lactam drugs
of choice for treating infections with S. pneumoniae, against
which penicillin MICs are 1.0 g/mL [108 111]. Alternatives to
penicillin are generally preferred for infections that involve
S. pneumoniae resistant to penicillin (MIC, 2 g/mL), including
ampicillin, cefotaxime, and ceftriaxone. Penicillins combined
with -lactamase inhibitors (amoxicillin-clavulanate, ticarcillin-clavulanate,
ampicillin-sulbactam, and piperacillin-tazobactam) are active
against -lactamase producing organisms, such as H. influenzae,
anaerobes, and M. catarrhalis, but these combinations offer
no advantage over penicillin G against S. pneumoniae. Ticarcillin
has less activity than other penicillins against S. pneumoniae
.
Cephalosporins. These drugs generally show enhanced activity
against aerobic gram-negative bacilli as when going from first-
to second- to third-generation agents. The antimicrobial agents
in this class most active against strains of S. pneumoniae are
cefotaxime and ceftriaxone [53, 106, 107], and the clinical
relevance of in vitro resistance to these drugs for treating
pneumonia has been questioned. Cefuroxime is substantially less
active in vitro than cefotaxime and ceftriaxone and has been
anecdotally associated with treatment failures [191]. Parenteral
cephalosporins that should not be used for pneumococcal pneumonia
include first-generation agents, such as cefazolin and cephalexin,
and third-generation drugs, such as ceftizoxime and ceftazidime.
Oral cephalosporins that are preferred on the basis of their
in vitro activity against S. pneumoniae are cefuroxime, cefpodoxime,
and cefprozil. Most second- and third-generation cephalosporins
show moderate to good activity against H. influenzae and M.
catarrhalis. Cephalosporins with the best in vitro activity
against anaerobic gram-negative bacilli (Prevotella and Bacteroides
species) are cefoxitin, cefotetan, and cefmetazole, although
there are no published studies of the use of these drugs for
anaerobic lung infections. Other cephalosporins are less active
against anaerobes in vitro.
Carbapenems. Meropenem and imipenem are active against a broad
spectrum of aerobic and anaerobic gram-positive and gram-negative
organisms, including most strains of S. pneumoniae and P. aeruginosa,
and virtually all strains of H. influenzae, M. catarrhalis,
anaerobes, and methicillin-susceptible S. aureus. Activity against
penicillin-resistant S. pneumoniae is generally adequate.
Macrolides. Erythromycin has a limited antimicrobial spectrum
of activity and is poorly tolerated because of gastrointestinal
side effects. Newer macrolides that are better tolerated but
more expensive include azithromycin and clarithromycin. All
3 appear to be effective for treating pulmonary infections caused
by M. pneumoniae, C. pneumoniae, and Legionella. About 5% of
penicillin-resistant S. pneumoniae isolates are resistant to
macrolides in vitro; this rate is substantially higher for strains
with intermediate- or high-level penicillin resistance [43,
107, 111], so caution is necessary with empirical use in suspected
cases of pneumococcal pneumonia.
There are 2 mechanisms of macrolide resistance by S. pneumoniae.
First, the M phenotype, because of an efflux mechanism, is associated
with MICs of 2 8 g/mL and, in theory, may be overcome by high
doses; this mechanism is prevalent in the United States. Second,
the ERM phenotype, due to ribosomal alterations, is associated
with MICs 64 g/mL; this mechanism predominates in Europe. Cases
of macrolide failure have been described anecdotally but have
been infrequent so far [114]. Macrolides have reasonably good
activity against anaerobes, except for fusobacteria. Community-acquired
strains of S. aureus are usually susceptible to macrolides.
Most bacteria are susceptible or resistant to all 3 macrolides,
but there are some differences. Erythromycin is relatively inactive
against H. influenzae. Clarithromycin also has relatively limited
in vitro activity against H. influenzae; however, its 14-OH
metabolite augments the activity of the parent compound [192,
193].
Of the 3 macrolides, azithromycin is the most active agent in
vitro against Legionella, H. influenzae, and M. pneumoniae,
whereas clarithromycin is the most active against S. pneumoniae
and C. pneumoniae. Azithromycin and erythromycin are available
for iv administration. A multicenter prospective study of 864
immunocompetent outpatients with CAP showed erythromycin to
be cost-effective antimicrobial therapy [194], and a recent
trial showed monotherapy with iv azithromycin was equivalent
to a regimen of cefuroxime with or without erythromycin for
patients hospitalized with CAP [195]. The IDSA panel felt the
latter report supported azithromycin for initial empirical treatment,
but concern was expressed that most of the participants were
not very ill, the comparator arm was not ideal, and in vitro
activity of azithromycin against S. pneumoniae was suboptimal.
Quinolones. Currently available agents in this class for pulmonary
infections are ciprofloxacin, ofloxacin, levofloxacin, sparfloxacin,
moxifloxacin, gatifloxacin, and trovafloxacin. These drugs are
active in vitro against most clinically significant aerobic
gram-positive cocci, gram-negative bacilli, H. influenzae, M.
catarrhalis, Legionella species, M. pneumoniae, and C. pneumoniae.
Levofloxacin, sparfloxacin, moxifloxacin, gatifloxacin, and
trovafloxacin show enhanced in vitro activity against S. pneumoniae,
including penicillin-resistant strains [49, 107 111], and initial
clinical trials show good results [196, 197].
One study showed clinical outcomes with levofloxacin were significantly
better than with a cephalosporin regimen for empirical treatment
of CAP [196]. Trovafloxacin has been associated with excessive
rates of hepatotoxicity, so its use is generally restricted
to hospitalized patients who lack alternative antibiotic options.
Sparfloxacin has high rates of photosensitivity reactions and
higher rates of QT-interval prolongation than other fluoroquinolones.
Ciprofloxacin is slightly less active in vitro, and there are
anecdotal reports of clinical failures for pneumococcal pneumonia;
some authorities feel that a dosage of 750 mg twice daily is
adequate for empirical use.
Support for the concern about increasing resistance by S. pneumoniae
is found in reports of increases in the MICs of fluoroquinolones
against sequentially collected strains of S. pneumoniae in Hong
Kong [116], England [117], Ireland [118], and Canada [115].
Ciprofloxacin, ofloxacin, levofloxacin, gatifloxacin, and trovafloxacin
are available for iv administration.
Aminoglycosides. The aminoglycosides (gentamicin, tobramycin,
netilmicin, and amikacin) show a concentration-dependent bactericidal
effect that permits a single-daily-dose regimen. These agents
are active in vitro against the aerobic and facultative gram-negative
bacilli, including P. aeruginosa. Some authorities feel aminoglycosides
should not be used as single agents for treating gram-negative
bacillary pneumonia. Poor clinical results may be due to suboptimal
dosing or to possible inactivation of the drug by the acidic
environment at the site of infection [198, 199].
Tetracyclines. There are multiple members of this class, but
the one most frequently used in clinical practice today is doxycycline,
on the basis of tolerance, convenience of twice-daily dosing,
good bioavailability, and low price [200]. Among respiratory
tract pathogens, the tetracyclines are active in vitro against
the "atypical" organisms, including M. pneumoniae,
C. pneumoniae, and Legionella [196]. S. pneumoniae and H. influenzae
in the past have been quite susceptible to these agents [201,
202], but 15% of pneumococci are now resistant [49, 107 112,
197, 198].
Vancomycin. Vancomycin shows universal activity against S. pneumoniae
[49, 107 112]. It is also active against other gram-positive
organisms, including methicillin-resistant S. aureus. There
is substantial concern about excessive vancomycin use because
it promotes the evolution of enterococci that are resistant
to vancomycin and of S. aureus strains that are only intermediately
susceptible. Pneumococcal tolerance of vancomycin has also recently
been described, although the clinical relevance of this finding
is unknown.
Clindamycin. Clindamycin exhibits good in vitro activity against
gram-positive cocci, including pneumococci that resist macrolides
by the efflux pump mechanism and most methicillin-susceptible
S. aureus [107 112, 200203]. Many authorities consider clindamycin
to be the preferred drug for anaerobic pulmonary infections,
including aspiration pneumonia and putrid lung abscess [125,
128 131]. It is inactive against H. influenzae, atypical etiologic
agents, and a varying proportion of erythromycin-resistant S.
aureus.
TMP-SMZ. TMP-SMZ is active in vitro against a broad spectrum
of gram-positive and gram-negative organisms but has increasingly
lost its efficacy against S. pneumoniae [49, 107 112]. About
20% 25% of S. pneumoniae strains are resistant, and >70%
of penicillin-resistant S. pneumoniae isolates are not susceptible
to TMP-SMZ. TMP-SMZ is active against such diverse pathogens
as Nocardia asteroides, P. carinii, and Stenotrophomonas maltophilia.
Antiviral agents. Amantadine and rimantadine are inhibitors
of hemagglutinin that have established efficacy in treating
and preventing influenza A [154]. Relenza and oseltamivir have
established efficacy for treatment of influenza A and B and
also appear effective for prevention [155 158]. For treatment,
all 4 of these drugs must be given within 40 48 h of the onset
of influenza symptoms. Therapeutic trials show a mean reduction
in the duration of influenza symptoms, including fever of 1
1.5 days and a substantial reduction in viral shedding. Amantadine
and rimantadine are comparably effective in comparative trials;
rimantadine is more expensive but has less CNS toxicity. Relenza
and oseltamavir are recently FDA-approved neuraminidase inhibitors
that appear equally effective, although no trials comparing
these drugs with each other or these drugs with amantadine and
rimantadine have been reported.
Possible advantages of the neuraminidase inhibitors are the
additional activity against influenza B, lack of CNS toxicity,
and reduced probability of resistance; disadvantages are the
higher price, the somewhat awkward aerosol-delivery device for
and possible wheezing with relenza, and gastrointestinal side
effects of oseltamivir. The IDSA panel endorses the use of these
antiviral agents for treating influenza (B-I). The need to initiate
therapy within 40 48 h requires a rapid diagnostic test for
influenza detection or empirical treatment based on typical
clinical features in an influenza epidemic. The 4 drugs for
influenza A appear equally effective; therefore, selection should
be based on availability, toxicity, and cost.
|
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| LENGTH
AND ROUTE OF TREATMENT |
We are not aware of any controlled
trials that have specifically addressed the question of how
long pneumonia should be treated. This decision is usually based
on the pathogen, response to treatment, comorbid illness, and
complications. Until further data are forthcoming, it seems
reasonable to treat pneumonia caused by S. pneumoniae until
the patient has been afebrile for 72 h (C-III). Pneumoniae caused
by bacteria that can necrose pulmonary parenchyma (e.g., S.
aureus, P. aeruginosa, Klebsiella, and anaerobes) should probably
be treated for 2 weeks. Pneumonia caused by M. pneumoniae or
C. pneumoniae [204 206] should probably be treated for at least
2 weeks, as should legionnaires' disease in immunocompetent
individuals (B-II). Azithromycin may be used for shorter courses
of treatment because of its very long half-life in tissues [207].
As cost considerations and pressure to treat patients with pneumonia
outside the hospital increase, there is rising interest in the
use of oral therapy. For many drugs that are well absorbed from
the gut, there is no clear advantage of parenteral therapy.
Nevertheless, for most patients admitted to the hospital, common
practice is at least to begin therapy with iv drugs. Although
no studies verify a superior outcome, this practice is justified
by concern for absorption in acutely ill patients.
Changing from iv to oral therapy is associated with a number
of economic, health care, and social benefits. It reduces costs
of treatment and shortens length of hospital stay. Numerous
randomized controlled trials support this practice [19], providing
that the patient's condition is improving clinically and is
hemodynamically stable, the patient is able to ingest drugs,
and the gastrointestinal tract is functioning normally (A-I).
In most cases, these conditions are met within 3 days, and oral
therapy can be given at that time. Ideally, the drug that was
given parenterally or a closely related one is given orally;
if no such oral formulation is available, an oral agent with
a similar spectrum of activity should be selected on the basis
of in vitro or predicted sensitivity patterns of the established
or probable pathogen. As a general matter, the IDSA panel endorses
use of bioavailable and active oral antimicrobial agents for
patients whose medical conditions are stable and who tolerate
these drugs (A-III).
Assessment of response to treatment. The expected response to
treatment should take into account the immunologic capacity
of the host, the severity of the illness, the pathogen, and
the chest radiographic findings. Subjective response is usually
noted within 1 3 days of initiation of treatment. Objective
parameters include respiratory symptoms (cough, dyspnea), fever,
partial pressure of oxygen, peripheral leukocyte count, and
findings on serial radiographs. The most carefully documented
response is fever or time to defervescence. With pneumococcal
pneumonia in young adults, the average duration of fever after
treatment is 2.5 days; in bacteremic pneumonia cases, it is
6 7 days; and in elderly patients who are febrile, it also appears
to be longer. Patients with M. pneumoniae are usually afebrile
within 1 2 days after treatment, whereas immunocompetent patients
with legionnaires' disease defervesce in an average of 5 days.
Blood cultures in cases of bacteremic pneumonia are usually
negative within 24 48 h of treatment. The pathogen is usually
also suppressed in respiratory secretions within 24 48 h; the
major exceptions are P. aeruginosa (or other gram-negative bacilli),
which may persist despite appropriate treatment, and M. pneumoniae,
which usually persists despite effective therapy. Follow-up
cultures of blood and sputum are not indicated for patients
who respond to therapy, except for those with tuberculosis.
Chest radiographic findings usually clear more slowly than clinical
findings, and multiple radiographs are generally not required
(A-II) [65]. During the first several days of treatment, there
is often radiographic progression despite a good clinical response,
presumably reflecting continued inflammatory changes, even in
the absence of viable bacteria. Follow-up radiography during
hospitalization may be indicated to assess the position of an
endotracheal tube, to assess the position of a line, and to
exclude pneumothorax after central line placement or to determine
reasons for failure to respond, such as pneumothorax, empyema,
progression of infiltrate, cavitation, pulmonary edema, or ARDS.
With regard to host factors, age and presence or absence of
comorbid illness are important determinants of the rate of resolution.
Radiographs of most patients with bacteremic pneumococcal pneumonia
who are aged <50 years clear by 4 weeks; however, in older
patients, patients with underlying illness (particularly alcoholism
or chronic obstructive pulmonary disease), or patients with
extensive pneumonia on presentation, the rate of resolution
slows considerably, and only 20% 30% may show clearing by 4
weeks [208, 209]. L. pneumophila infection may take substantially
longer to clear; only 55% of such infections show complete resolution
by 12 weeks [205]. Some authorities advocate follow-up radiography
at 7 12 weeks after treatment for selected patients who are
aged >40 years and/or smokers, to document resolution of
infiltrates and to exclude underlying diseases such as neoplasm.
Patients who fail to respond. When patients fail to respond
or their conditions deteriorate after initiation of empirical
therapy, a number of possibilities should be considered (figure
3) (C-III).
- Incorrect diagnosis (not an infection or underlying noninfectious
disease with infectious component): noninfectious illnesses
that may account for the clinical and radiographic findings
include congestive heart failure, pulmonary embolus, atelectasis,
sarcoidosis, neoplasms, radiation pneumonitis, pulmonary
drug reactions, vasculitis, ARDS, pulmonary hemorrhage,
and inflammatory lung disease.
|
|
|
Figure 3. Possible factors to
be considered when patients fail to respond or their conditions
deteriorate after initiation of empirical therapy |
|
- Correct diagnosis: if a correct diagnosis has been made,
but the patient fails to respond, the physician should consider
each of the following components of the host-drug-pathogen
triad.
(a)Host-related problem: the overall reported mortality
for hospitalized patients with CAP is 10% 15%; this figure
includes patients with an established or likely etiologic
diagnosis who are treated with appropriate antibiotics [9].
The mortality rate for patients with bacteremic pneumococcal
pneumonia caused by penicillin-susceptible strains of S.
pneumoniae and treated with penicillin has been consistently
reported at 20% [121]. The usual explanation is that physiological
events, often in the form of cascades, have been set in
motion and are not reversed by simply killing the infecting
organism. Occasional patients have local lesions that preclude
optimal response, such as obstruction by a neoplasm or a
foreign body. Empyema is an infrequent but important cause
of failure to respond. Other complications include adverse
drug reactions, other complications of medical management
such as fluid overload, pulmonary superinfection or sepsis
from an iv line, or any of a host of medical complications
related to hospitalization.
(b)Drug-related problem: whether a specific pathogen has
been isolated, if a correct etiologic diagnosis of pneumonia
has been made, but the patient does not appear to be responding,
the physician should always consider the possibility of
a medication error, an inappropriate dosing regimen, a problem
with compliance, malabsorption, a drug-drug interaction
that reduces antimicrobial levels, or other factors that
may alter drug delivery to the site of infection. Drug fever
or another adverse drug reaction may obscure response to
successful therapy.
(c)Pathogen-related problem: the causative organism may
have been identified correctly but may be resistant to the
antibiotic administered. Examples might include a penicillin-resistant
pneumococcus, methicillin-resistant S. aureus, or a multiresistant
gram-negative-bacillus rod. The wide variety of other pathogens
that might not be identified and would not be expected to
respond to some or all of the regimens recommended for empirical
use include M. tuberculosis, fungi, viruses, Nocardia, C.
psittaci, hantavirus, C. burnetii, or P. carinii. In some
cases, these or other organisms may represent copathogens.
- Assessment of a nonresponding patient: the assessment
of a patient who fails to respond to initial empirical therapy
should take into account the possibilities outlined above
and in figure 3. Tests appropriate to the individual disease
entities should be used to exclude noninfectious possibilities.
Specific examples include ventilation-perfusion lung scans
and, in selected cases, pulmonary angiography to identify
pulmonary embolus, identification of antineutrophil cytoplasmic
antibody, and bronchoscopy or open-lung biopsy to diagnose
a variety of noninfectious causes. Some host factors that
might influence the range of pathogens, as well as the response,
include HIV infection, cystic fibrosis, neoplasms, recent
travel, and unusual exposures.
For those cases in which infection is responsible for the
clinical and radiographic findings, issues relating to the
host-drug-pathogen triad should be taken into account during
the work up. To rule out an endobronchial lesion or foreign
body, bronchoscopy and/or CT scanning may be of help. To
ensure that a sequestered focus of infection, such as a
lung abscess or empyema, has not developed, thereby preventing
access of the drugs to the pathogens, CT scanning of the
chest may be useful. For pleural effusions detected on chest
radiograph, ultrasonography can localize the collection
and provide an estimate of the volume of fluid.
Infection caused by an unsuspected organism or a resistant
pathogen must always be a concern with regard to the nonresponding
patient. An aggressive attempt to obtain appropriate expectorated
sputum samples may lead to identification of such organisms
on stain or culture, although the validity of such posttreatment
specimens must be questioned because of the inability to
culture S. pneumoniae and other fastidious pathogens and
frequent overgrowth by S. aureus and gram-negative bacilli.
In selected cases, bronchoscopy may be necessary; 1 study
suggested that helpful information may be provided by this
procedure for up to 41% of patients with CAP whose initial
empirical antimicrobial therapy fails [73].
|
|
|
| PREVENTION
OF CAP |
The annual impact of influenza is highly variable. During winters
when influenza is epidemic, its impact on CAP is sizable as
a result of both primary influenza pneumonia and secondary bacterial
pneumonia. Influenza vaccine is effective in limiting severe
disease caused by influenza virus [158] and is recommended to
be given annually to persons at increased risk for complications,
as well as to health care workers (A-I) [106].
Polyvalent vaccines of pneumococcal capsular polysaccharides
have been shown to be effective in preventing pneumococcal pneumonia
in American military recruits [210] and in young adult African
males [211]. The currently available 23-valent vaccine is 60%
effective in preventing bacteremic pneumococcal infection in
immunocompetent adults [212, 213]. Efficacy tends to decline
with age and may be unmeasurable in immunocompromised hosts
[214, 215]. Despite controversies over efficacy [215 217], the
fatality rate of bacteremic pneumococcal infection among those
aged >64 years and/or with a variety of underlying systemic
illnesses remains high, the potential for benefit in individual
cases cannot be denied, and the vaccine is essentially free
of serious side effects. Accordingly, the IDSA panel endorses
current CDC guidelines for pneumococcal vaccine (B-II). More
than half of patients hospitalized with pneumococcal disease
have had other hospitalizations within the previous 5 years
[218]. Unvaccinated patients with risk factors for pneumococcal
disease and influenza should consequently be vaccinated during
hospitalization whenever possible (C-III). There is no contraindication
for use of either pneumococcal or influenza vaccine immediately
after an episode of pneumonia (i.e., before hospital discharge).
The vaccines are inexpensive and can be given simultaneously.
|
|
|
| PERFORMANCE
INDICATORS |
The following are recommended performance indicators: (1) blood
cultures before antibiotic therapy for hospitalized patients
(studies indicate that compliance with this recommendation is
associated with a significant reduction in mortality [67]);
(2) initiation of antibiotic therapy within 8 h of hospitalization
(prior studies indicate that compliance with this recommendation
is associated with a significant reduction in mortality [183]);
(3) use of culture and/or urinary antigen testing for detecting
Legionella species in 50% of patients hospitalized in the ICU
for enigmatic CAP; (4) demonstration of an infiltrate by chest
radiography or other imaging technique for all patients with
an ICD-9 code diagnosis of CAP who do not have AIDS or neutropenia;
and (5) measurement of blood gases or performance of pulse oximetry
before admission or within 8 h of admission.
|
|
|
| ACKNOWLWDGMENTS
|
We thank the following authorities for suggested modifications,
nearly all of which were incorporated into the final document:
Robert Austrian and Paul Edelstein (University of Pennsylvania,
Philadelphia); Gary Doern (University of Iowa, Hospitals and
Clinics, Iowa City); George Drusano (Albany Medical College,
Albany, NY); Barry Farr and Jerry Mandell (University of Virginia
Health Sciences Center, Charlottesville); Michael Fine and Victor
Yu (University of Pittsburgh); Sydney Finegold (Veterans Administration
Hospital, West Los Angeles, CA); Charlotte Gaydos and William
Merz (Johns Hopkins University School of Medicine, Baltimore,
MD); Richard Gleckman (Carney Hospital, Boston); Margaret Hammerschlag
(SUNY Health Science Center, Brooklyn, NY); A. W. Karchmer and
Robert Moellering (Beth Israel Deaconess Medical Center, Boston);
Tom Marrie (Dalhousie University, Halifax, Nova Scotia); George
Pankey (Ochsner Medical Institutions, New Orleans); Joseph Plouff
(Ohio State University Medical Center, Columbus); Jack Remington
(Palo Alto Medical Foundation, Palo Alto, CA); Steven Sahn (Medical
University of South Carolina, Charleston); Steven Schoenbaum
(Harvard Pilgrim HealthCare of New England, Boston); and John
Washington (Cleveland Clinic Foundation).
|
|
|
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